CFO Network (A Special Report) --- Where the SEC Action Will Be: Mary Jo White on what changes she expects at the Securities and Exchange Commission

The SEC is a civil law-enforcement agency, and I think the SEC has made very, very good use of the "no admit, no deny" sort of settlement model. Part of what must be on the agenda are the congressionally mandated rule makings, both under Dodd-Frank and the JOBS Act [which allows smaller fi...

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Bibliographic Details
Published inThe Wall Street journal. Eastern edition
Main Author Guerrera, Francesco
Format Newspaper Article
LanguageEnglish
Published New York, N.Y Dow Jones & Company Inc 24.06.2013
EditionEastern edition
Subjects
Electronic trading systems
Enforcement
Fraud
High frequency trading
Scandals
Series & special reports
White, Mary Jo
United States > US
Online AccessGet full text

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Summary:The SEC is a civil law-enforcement agency, and I think the SEC has made very, very good use of the "no admit, no deny" sort of settlement model. Part of what must be on the agenda are the congressionally mandated rule makings, both under Dodd-Frank and the JOBS Act [which allows smaller firms to take advantage of looser IPO rules], so I'm extremely focused on those.
ISSN:0099-9660