Acute and Chronic Mood and Apathy Outcomes from a randomized study of unilateral STN and GPi DBS

To study mood and behavioral effects of unilateral and staged bilateral subthalamic nucleus (STN) and globus pallidus internus (GPi) deep brain stimulation (DBS) for Parkinson's disease (PD). There are numerous reports of mood changes following DBS, however, most have focused on bilateral simul...

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Published inPloS one Vol. 9; no. 12; p. e114140
Main Authors Okun, Michael S, Wu, Samuel S, Fayad, Sarah, Ward, Herbert, Bowers, Dawn, Rosado, Christian, Bowen, Lauren, Jacobson, Charles, Butson, Christopher, Foote, Kelly D
Format Journal Article
LanguageEnglish
Published United States Public Library of Science 03.12.2014
Public Library of Science (PLoS)
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Summary:To study mood and behavioral effects of unilateral and staged bilateral subthalamic nucleus (STN) and globus pallidus internus (GPi) deep brain stimulation (DBS) for Parkinson's disease (PD). There are numerous reports of mood changes following DBS, however, most have focused on bilateral simultaneous STN implants with rapid and aggressive post-operative medication reduction. A standardized evaluation was applied to a subset of patients undergoing STN and GPi DBS and who were also enrolled in the NIH COMPARE study. The Unified Parkinson Disease Rating Scale (UPDRS III), the Hamilton depression (HAM-D) and anxiety rating scales (HAM-A), the Yale-Brown obsessive-compulsive rating scale (YBOCS), the Apathy Scale (AS), and the Young mania rating scale (YMRS) were used. The scales were repeated at acute and chronic intervals. A post-operative strategy of non-aggressive medication reduction was employed. Thirty patients were randomized and underwent unilateral DBS (16 STN, 14 GPi). There were no baseline differences. The GPi group had a higher mean dopaminergic dosage at 1-year, however the between group difference in changes from baseline to 1-year was not significant. There were no differences between groups in mood and motor outcomes. When combining STN and GPi groups, the HAM-A scores worsened at 2-months, 4-months, 6-months and 1-year when compared with baseline; the HAM-D and YMRS scores worsened at 4-months, 6-months and 1-year; and the UPDRS Motor scores improved at 4-months and 1-year. Psychiatric diagnoses (DSM-IV) did not change. No between group differences were observed in the cohort of bilateral cases. There were few changes in mood and behavior with STN or GPi DBS. The approach of staging STN or GPi DBS without aggressive medication reduction could be a viable option for managing PD surgical candidates. A study of bilateral DBS and of medication reduction will be required to better understand risks and benefits of a bilateral approach.
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Competing Interests: Dr. Okun serves as a consultant for the National Parkinson Foundation, and has received research grants from NIH, NPF, the Michael J. Fox Foundation, the Parkinson Alliance, Smallwood Foundation, the Bachmann-Strauss Foundation, the Tourette Syndrome Association, and the UF Foundation. Dr. Okun has previously received honoraria, but in the past > 60 months has received no support from industry. Dr. Okun has received royalties for publications with Demos, Manson, Amazon, Smashwords, Books$Patients, and Cambridge (movement disorders books). Dr. Okun is an associate editor for New England Journal of Medicine Journal Watch Neurology. Dr. Okun has participated in CME and educational activities on movement disorders (in the last 36 months) sponsored by PeerView, Prime, Quantia, Henry Stewart, and by Vanderbilt University. The institution and not Dr. Okun receives grants from Medtronic, Abbvie, and ANS/St. Jude, and the PI has no financial interest in these grants. Dr. Okun has participated as a site PI and/or co-I for several NIH, foundation, and industry sponsored trials over the years but has not received honoraria. The other authors have no relevant disclosures except that Dr. Foote has a NIH grant and has received device donations from Medtronic and NeuroPace for studies. Dr. Bowers has an NIH grant (R21) and is supported by another NINDS grant. The authors confirm that this does not alter their adherence to all PLOS ONE policies on sharing data and materials, as detailed online in our guide for authors.
Conceived and designed the experiments: MSO KDF SSW. Performed the experiments: MSO SF HW CR DB LB CJ CB KDF. Analyzed the data: MSO SSW SF HW CR DB LB CJ CB KDF. Contributed reagents/materials/analysis tools: MSO SSW CB KDF. Wrote the paper: MSO SSW DB SF HW CR LB CJ CB KDF.
ISSN:1932-6203
1932-6203
DOI:10.1371/journal.pone.0114140