Machine-learning-based state estimation and predictive control of nonlinear processes

• Published in: Chemical engineering research & design Vol. 167; no. C; pp. 268 - 280
• Main Authors: Alhajeri, Mohammed S., Wu, Zhe, Rincon, David, Albalawi, Fahad, Christofides, Panagiotis D.
• Format: Journal Article
• Language: English
• Published: Rugby Elsevier B.V 01.03.2021; Elsevier Science Ltd; Elsevier
• Subjects: Chemical industry; Chemical processes; Chemical reactions; Control systems design; Estimating techniques; Estimators; Feedback control; First principles; Machine learning; Model predictive control; Neural networks; Nonlinear control; Nonlinear systems; Output feedback; Predictive control; Recurrent neural networks; State estimation; Model predictive control; Recurrent neural networks; Chemical processes; State estimation; Nonlinear systems; Machine learning
• ISSN: 0263-8762; 1744-3563
• DOI: 10.1016/j.cherd.2021.01.009

•Design of state estimators using recurrent neural networks from process data.•Design of hybrid state estimators using both process data and first principles.•Design of estimator-based model predictive controllers.•Evaluation of the estimators and controllers using a nonlinear chemical process example. Machine learning techniques have demonstrated their capability in capturing dynamic behavior of complex, nonlinear chemical processes from operational data. As full state measurements may be unavailable in chemical plants, this work proposes two machine-learning-based state estimation approaches. The first approach integrates recurrent neural networks (RNN) within the extended Luenberger observer framework to develop data-based state estimators. The second approach utilizes a hybrid model that integrates feed-forward neural networks with first-principles models to capture process dynamics in the state estimator. Then, an output feedback model predictive controller is designed based on the state estimates provided by the machine-learning-based estimators to stabilize the closed-loop system at the steady-state. A chemical process example is utilized to illustrate the effectiveness of the proposed machine-learning-based state estimation and control approaches.