Nonlinear Process Fault Diagnosis Based on Serial Principal Component Analysis

• Published in: IEEE transaction on neural networks and learning systems Vol. 29; no. 3; pp. 560 - 572
• Main Authors: Deng, Xiaogang, Tian, Xuemin, Chen, Sheng, Harris, Chris J.
• Format: Journal Article
• Language: English
• Published: United States IEEE 01.03.2018; The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
• Subjects: Case studies; Computer simulation; Data models; Diagnosis; Fault detection; Fault diagnosis; fault identification; Feature extraction; Fuses; Kernel; kernel principal component analysis (KPCA); Mathematical models; Monitoring; Nonlinear analysis; nonlinear process monitoring; Principal component analysis; Principal components analysis; Regression analysis; serial principal component analysis; similarity factor; Statistical analysis; Statistical models
• ISSN: 2162-237X; 2162-2388
• DOI: 10.1109/TNNLS.2016.2635111

Many industrial processes contain both linear and nonlinear parts, and kernel principal component analysis (KPCA), widely used in nonlinear process monitoring, may not offer the most effective means for dealing with these nonlinear processes. This paper proposes a new hybrid linear-nonlinear statistical modeling approach for nonlinear process monitoring by closely integrating linear principal component analysis (PCA) and nonlinear KPCA using a serial model structure, which we refer to as serial PCA (SPCA). Specifically, PCA is first applied to extract PCs as linear features, and to decompose the data into the PC subspace and residual subspace (RS). Then, KPCA is performed in the RS to extract the nonlinear PCs as nonlinear features. Two monitoring statistics are constructed for fault detection, based on both the linear and nonlinear features extracted by the proposed SPCA. To effectively perform fault identification after a fault is detected, an SPCA similarity factor method is built for fault recognition, which fuses both the linear and nonlinear features. Unlike PCA and KPCA, the proposed method takes into account both linear and nonlinear PCs simultaneously, and therefore, it can better exploit the underlying process's structure to enhance fault diagnosis performance. Two case studies involving a simulated nonlinear process and the benchmark Tennessee Eastman process demonstrate that the proposed SPCA approach is more effective than the existing state-of-the-art approach based on KPCA alone, in terms of nonlinear process fault detection and identification.