Does Probabilistic Constellation Shaping Benefit IM-DD Systems Without Optical Amplifiers?

• Published in: Journal of lightwave technology Vol. 39; no. 15; pp. 4997 - 5007
• Main Authors: Che, Di, Cho, Junho, Chen, Xi
• Format: Journal Article
• Language: English
• Published: New York IEEE 01.08.2021; The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
• Subjects: Amplification; AWGN channels; Computer networks; Constellations; Direct detection; Forward error correction; intensity modulation; Light amplifiers; Optical amplifiers; optical communication; Optical receivers; Optical transmitters; Passive optical networks; Power consumption; probabilistic constellation shaping; Pulse amplitude modulation; rate adaptation; Stimulated emission
• ISSN: 0733-8724; 1558-2213
• DOI: 10.1109/JLT.2021.3083530

Probabilistic constellation shaping (PCS) has been widely applied to amplified coherent optical transmissions owing to its shaping gain over the uniform signaling and fine-granularity rate adaptation to the underlying fiber channel condition. These merits stimulate the study of PCS for short-reach applications dominated by intensity modulation (IM) - direct detection (DD) systems. As commercial IM-DD systems typically do not employ optical amplification to save the cost and power consumption, they are no longer subject to an average power constraint (APC) but a peak power constraint (PPC), which poses unique challenges to take full advantages of PCS. This paper provides a comprehensive investigation of PCS in IM-DD systems without optical amplifiers. In particular, we reveal when the transmitter enhances the peak-to-average power ratio of the signal, a PPC system can be partially or even fully converted to an APC system in which the classical PCS offers its merits. The findings are verified through an IM-DD experiment using 4- and 8-ary pulse amplitude modulations.