Vulnerability analysis of smallholder farmers to climate variability and change: an agro-ecological system-based approach in the Fincha’a sub-basin of the upper Blue Nile Basin of Ethiopia

• Published in: Ecological processes Vol. 8; no. 1; pp. 1 - 18
• Main Authors: Tessema, Israel, Simane, Belay
• Format: Journal Article
• Language: English
• Published: Berlin/Heidelberg Springer Berlin Heidelberg 19.02.2019; Springer Nature B.V; SpringerOpen
• Subjects: Adaptation; Adaptation capacity; Agricultural industry; Agriculture; agroecology; basins; Capacity; climate; Climate change; Climate variability; Dimensions; Earth and Environmental Science; Ecological effects; Ecological monitoring; Ecosystems; Environment; Ethiopia; Exposure; Farmers; Farming; Farming systems; Fincha’a sub-basin; focus groups; Intergovernmental Panel on Climate Change; interviews; livelihood; Livelihoods; Livestock; Mathematical analysis; Mixed cropping; Rain; Rainfall; risk; Sensitivity; Small farms; Variability; Vulnerability; Vulnerability index; Wetlands; Ethiopia; Vulnerability index; Sensitivity; Exposure; Fincha’a sub-basin; Adaptation capacity
• DOI: 10.1186/s13717-019-0159-7
• ISSN: 2192-1709

Background Ethiopia is frequently cited as a country that is highly vulnerable to climate variability and change. The country’s high vulnerability arises mostly from climate-sensitive agricultural sector that suffers a lot from risks associated with rainfall variability. The vulnerability factors (exposure, sensitivity, and adaptive capacity) of the agricultural livelihoods to climate variability and change differ across agro-ecological systems (AESs). Therefore, the aim of this study was to analyze AES-specific vulnerability of smallholder farmers to climate variability and change in the Fincha’a sub-basin. We surveyed 380 respondents from 4 AESs (highland, midland, wetland, and lowland) randomly selected. Furthermore, focus group discussion and key informant interviews were also performed to supplement and substantiate the quantitative data. Livelihood vulnerability index was employed to analyze the levels of smallholders’ agriculture vulnerability to climate variability and change. Data on socioeconomic and biophysical attribute were collected and combined into the indices and vulnerability score was calculated for each agro-ecological system. Results Considerable variation was observed across the agro-ecological systems in profile, indicator, and the three livelihood vulnerability indices-Intergovernmental Panel on Climate Change dimensions (exposure, sensitivity, and adaptive capacity) of vulnerability. The lowland AES exhibited higher exposure, low adaptive capacity, and high vulnerability, while the midland AES demonstrated lower exposure, higher adaptive capacity, and lower vulnerability. The wetland and highland AESs scored intermediate results. Conclusion Our results suggest that resilience-building adaptation strategies are vital to reduce the vulnerability of smallholder farmers. The measures taken should consider site-specific agro-ecological system requirements to reduce the vulnerability of smallholder mixed crop-livestock agriculture system. Since the approach based on the long-term realization of the community, any strategy designed based on such assessments is applicable to local condition.