On the rise and fall of the apnea−hypopnea index: A historical review and critical appraisal

Summary The publication of “The Sleep Apnea Syndromes” by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health consequences. Obstructive sleep apnea was shown to be the most important disorder among the sleep apnea syndromes (SAS). In the course...

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Published inJournal of sleep research Vol. 29; no. 4; pp. e13066 - n/a
Main Authors Pevernagie, Dirk A., Gnidovec‐Strazisar, Barbara, Grote, Ludger, Heinzer, Raphael, McNicholas, Walter T., Penzel, Thomas, Randerath, Winfried, Schiza, Sophia, Verbraecken, Johan, Arnardottir, Erna S.
Format Journal Article
LanguageEnglish
Published England 01.08.2020
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Online AccessGet full text
ISSN0962-1105
1365-2869
1365-2869
DOI10.1111/jsr.13066

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Abstract Summary The publication of “The Sleep Apnea Syndromes” by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health consequences. Obstructive sleep apnea was shown to be the most important disorder among the sleep apnea syndromes (SAS). In the course of time, it was found that the prevalence of obstructive sleep apnea reached the proportions of a global epidemic, with a major impact on public health, safety and the economy. Early on, a metric was introduced to gauge the seriousness of obstructive sleep apnea, based on the objective measurement of respiratory events during nocturnal sleep. The apnea index and later on the apnea−hypopnea index, being the total count of overnight respiratory events divided by the total sleep time in hours, were embraced as principle measures to establish the diagnosis of obstructive sleep apnea and to rate its severity. The current review summarises the historical evolution of the apnea−hypopnea index, which has been subject to many changes, and has been criticised for not capturing relevant clinical features of obstructive sleep apnea. In fact, the application of the apnea−hypopnea index as a continuous exposure variable is based on assumptions that it represents a disease state of obstructive sleep apnea and that evocative clinical manifestations are invariably caused by obstructive sleep apnea if the apnea−hypopnea index is above diagnostic threshold. A critical appraisal of the extensive literature shows that both assumptions are invalid. This conclusion prompts a reconsideration of the role of the apnea−hypopnea index as the prime diagnostic metric of clinically relevant obstructive sleep apnea.
AbstractList The publication of "The Sleep Apnea Syndromes" by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health consequences. Obstructive sleep apnea was shown to be the most important disorder among the sleep apnea syndromes (SAS). In the course of time, it was found that the prevalence of obstructive sleep apnea reached the proportions of a global epidemic, with a major impact on public health, safety and the economy. Early on, a metric was introduced to gauge the seriousness of obstructive sleep apnea, based on the objective measurement of respiratory events during nocturnal sleep. The apnea index and later on the apnea-hypopnea index, being the total count of overnight respiratory events divided by the total sleep time in hours, were embraced as principle measures to establish the diagnosis of obstructive sleep apnea and to rate its severity. The current review summarises the historical evolution of the apnea-hypopnea index, which has been subject to many changes, and has been criticised for not capturing relevant clinical features of obstructive sleep apnea. In fact, the application of the apnea-hypopnea index as a continuous exposure variable is based on assumptions that it represents a disease state of obstructive sleep apnea and that evocative clinical manifestations are invariably caused by obstructive sleep apnea if the apnea-hypopnea index is above diagnostic threshold. A critical appraisal of the extensive literature shows that both assumptions are invalid. This conclusion prompts a reconsideration of the role of the apnea-hypopnea index as the prime diagnostic metric of clinically relevant obstructive sleep apnea.
The publication of "The Sleep Apnea Syndromes" by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health consequences. Obstructive sleep apnea was shown to be the most important disorder among the sleep apnea syndromes (SAS). In the course of time, it was found that the prevalence of obstructive sleep apnea reached the proportions of a global epidemic, with a major impact on public health, safety and the economy. Early on, a metric was introduced to gauge the seriousness of obstructive sleep apnea, based on the objective measurement of respiratory events during nocturnal sleep. The apnea index and later on the apnea-hypopnea index, being the total count of overnight respiratory events divided by the total sleep time in hours, were embraced as principle measures to establish the diagnosis of obstructive sleep apnea and to rate its severity. The current review summarises the historical evolution of the apnea-hypopnea index, which has been subject to many changes, and has been criticised for not capturing relevant clinical features of obstructive sleep apnea. In fact, the application of the apnea-hypopnea index as a continuous exposure variable is based on assumptions that it represents a disease state of obstructive sleep apnea and that evocative clinical manifestations are invariably caused by obstructive sleep apnea if the apnea-hypopnea index is above diagnostic threshold. A critical appraisal of the extensive literature shows that both assumptions are invalid. This conclusion prompts a reconsideration of the role of the apnea-hypopnea index as the prime diagnostic metric of clinically relevant obstructive sleep apnea.The publication of "The Sleep Apnea Syndromes" by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health consequences. Obstructive sleep apnea was shown to be the most important disorder among the sleep apnea syndromes (SAS). In the course of time, it was found that the prevalence of obstructive sleep apnea reached the proportions of a global epidemic, with a major impact on public health, safety and the economy. Early on, a metric was introduced to gauge the seriousness of obstructive sleep apnea, based on the objective measurement of respiratory events during nocturnal sleep. The apnea index and later on the apnea-hypopnea index, being the total count of overnight respiratory events divided by the total sleep time in hours, were embraced as principle measures to establish the diagnosis of obstructive sleep apnea and to rate its severity. The current review summarises the historical evolution of the apnea-hypopnea index, which has been subject to many changes, and has been criticised for not capturing relevant clinical features of obstructive sleep apnea. In fact, the application of the apnea-hypopnea index as a continuous exposure variable is based on assumptions that it represents a disease state of obstructive sleep apnea and that evocative clinical manifestations are invariably caused by obstructive sleep apnea if the apnea-hypopnea index is above diagnostic threshold. A critical appraisal of the extensive literature shows that both assumptions are invalid. This conclusion prompts a reconsideration of the role of the apnea-hypopnea index as the prime diagnostic metric of clinically relevant obstructive sleep apnea.
Summary The publication of “The Sleep Apnea Syndromes” by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health consequences. Obstructive sleep apnea was shown to be the most important disorder among the sleep apnea syndromes (SAS). In the course of time, it was found that the prevalence of obstructive sleep apnea reached the proportions of a global epidemic, with a major impact on public health, safety and the economy. Early on, a metric was introduced to gauge the seriousness of obstructive sleep apnea, based on the objective measurement of respiratory events during nocturnal sleep. The apnea index and later on the apnea−hypopnea index, being the total count of overnight respiratory events divided by the total sleep time in hours, were embraced as principle measures to establish the diagnosis of obstructive sleep apnea and to rate its severity. The current review summarises the historical evolution of the apnea−hypopnea index, which has been subject to many changes, and has been criticised for not capturing relevant clinical features of obstructive sleep apnea. In fact, the application of the apnea−hypopnea index as a continuous exposure variable is based on assumptions that it represents a disease state of obstructive sleep apnea and that evocative clinical manifestations are invariably caused by obstructive sleep apnea if the apnea−hypopnea index is above diagnostic threshold. A critical appraisal of the extensive literature shows that both assumptions are invalid. This conclusion prompts a reconsideration of the role of the apnea−hypopnea index as the prime diagnostic metric of clinically relevant obstructive sleep apnea.
The publication of “The Sleep Apnea Syndromes” by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health consequences. Obstructive sleep apnea was shown to be the most important disorder among the sleep apnea syndromes (SAS). In the course of time, it was found that the prevalence of obstructive sleep apnea reached the proportions of a global epidemic, with a major impact on public health, safety and the economy. Early on, a metric was introduced to gauge the seriousness of obstructive sleep apnea, based on the objective measurement of respiratory events during nocturnal sleep. The apnea index and later on the apnea−hypopnea index, being the total count of overnight respiratory events divided by the total sleep time in hours, were embraced as principle measures to establish the diagnosis of obstructive sleep apnea and to rate its severity. The current review summarises the historical evolution of the apnea−hypopnea index, which has been subject to many changes, and has been criticised for not capturing relevant clinical features of obstructive sleep apnea. In fact, the application of the apnea−hypopnea index as a continuous exposure variable is based on assumptions that it represents a disease state of obstructive sleep apnea and that evocative clinical manifestations are invariably caused by obstructive sleep apnea if the apnea−hypopnea index is above diagnostic threshold. A critical appraisal of the extensive literature shows that both assumptions are invalid. This conclusion prompts a reconsideration of the role of the apnea−hypopnea index as the prime diagnostic metric of clinically relevant obstructive sleep apnea.
Author Schiza, Sophia
Heinzer, Raphael
Arnardottir, Erna S.
Verbraecken, Johan
McNicholas, Walter T.
Randerath, Winfried
Pevernagie, Dirk A.
Penzel, Thomas
Grote, Ludger
Gnidovec‐Strazisar, Barbara
Author_xml – sequence: 1
  givenname: Dirk A.
  orcidid: 0000-0002-7372-8583
  surname: Pevernagie
  fullname: Pevernagie, Dirk A.
  email: Dirk.Pevernagie@UZGent.be
  organization: Ghent University
– sequence: 2
  givenname: Barbara
  surname: Gnidovec‐Strazisar
  fullname: Gnidovec‐Strazisar, Barbara
  organization: General Hospital Celje and University of Ljubljana
– sequence: 3
  givenname: Ludger
  orcidid: 0000-0002-7405-1682
  surname: Grote
  fullname: Grote, Ludger
  organization: Gothenburg University
– sequence: 4
  givenname: Raphael
  surname: Heinzer
  fullname: Heinzer, Raphael
  organization: Lausanne University Hopital
– sequence: 5
  givenname: Walter T.
  orcidid: 0000-0001-5927-2738
  surname: McNicholas
  fullname: McNicholas, Walter T.
  organization: St Vincent’s Hospital Group
– sequence: 6
  givenname: Thomas
  orcidid: 0000-0002-4304-0112
  surname: Penzel
  fullname: Penzel, Thomas
  organization: Saratov State University
– sequence: 7
  givenname: Winfried
  surname: Randerath
  fullname: Randerath, Winfried
  organization: Centre of Sleep Medicine and Respiratory Care
– sequence: 8
  givenname: Sophia
  surname: Schiza
  fullname: Schiza, Sophia
  organization: University of Crete
– sequence: 9
  givenname: Johan
  surname: Verbraecken
  fullname: Verbraecken, Johan
  organization: Antwerp University Hospital and University of Antwerp
– sequence: 10
  givenname: Erna S.
  surname: Arnardottir
  fullname: Arnardottir, Erna S.
  organization: Landspitali – The National University Hospital of Iceland
BackLink https://www.ncbi.nlm.nih.gov/pubmed/32406974$$D View this record in MEDLINE/PubMed
https://gup.ub.gu.se/publication/296550$$DView record from Swedish Publication Index
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Issue 4
Keywords severity rating
diagnosis
sleep apnea
bias
entanglement
apnea−hypopnea index
Language English
License 2020 European Sleep Research Society.
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Notes Funding information
Study the past if you would define the future—Confucius
This work was in part funded by a grant from the European Sleep Research Society supporting the ESRS “Beyond AHI” task force, and by financial support from the Assembly of National Sleep Societies. Thomas Penzel is partially supported by the Russian Federation RF Government grant No. 075‐15‐2019‐1885.
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Snippet Summary The publication of “The Sleep Apnea Syndromes” by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious...
The publication of “The Sleep Apnea Syndromes” by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health...
The publication of "The Sleep Apnea Syndromes" by Guilleminault et al. in the 1970s hallmarked the discovery of a new disease entity involving serious health...
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pubmed
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StartPage e13066
SubjectTerms apnea-hypopnea index
apnea−hypopnea index
bias
cardiovascular outcomes
Clinical Medicine
daytime sleepiness
definitions
diagnosis
entanglement
Female
general-population
Humans
Klinisk medicin
Male
Neurosciences & Neurology
obstructive sleep-apnea
Polysomnography - methods
positive airway pressure
precision medicine
respiratory events
scoring criteria
severity classification
severity rating
sleep apnea
Sleep Apnea, Obstructive - diagnosis
Sleep Apnea, Obstructive - physiopathology
Title On the rise and fall of the apnea−hypopnea index: A historical review and critical appraisal
URI https://onlinelibrary.wiley.com/doi/abs/10.1111%2Fjsr.13066
https://www.ncbi.nlm.nih.gov/pubmed/32406974
https://www.proquest.com/docview/2403036107
https://gup.ub.gu.se/publication/296550
Volume 29
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