When Actions Speak Louder Than Words: Adversary Perceptions of Nuclear No-First-Use Pledges

The United States has repeatedly debated whether to adopt a nuclear no-first-use (NFU) pledge. Advocates for such a pledge emphasize its potential advantages, including strengthening crisis stability, decreasing hostility, and bolstering nonproliferation and arms control. But these benefits depend h...

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Published inInternational security Vol. 48; no. 4; pp. 7 - 46
Main Authors Talmadge, Caitlin, Michelini, Lisa, Narang, Vipin
Format Journal Article
LanguageEnglish
Published 255 Main Street, 9th Floor, Cambridge, Massachusetts 02142, USA MIT Press 01.04.2024
The MIT Press
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ISSN0162-2889
1531-4804
DOI10.1162/isec_a_00482

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Abstract The United States has repeatedly debated whether to adopt a nuclear no-first-use (NFU) pledge. Advocates for such a pledge emphasize its potential advantages, including strengthening crisis stability, decreasing hostility, and bolstering nonproliferation and arms control. But these benefits depend heavily on nuclear-armed adversaries finding a U.S. NFU pledge credible. A new theory based on the logic of costly signals and tested on evidence from NFU pledges by the Soviet Union, China, and India suggests that adversaries perceive such pledges as credible only when: (1) the political relationship between a state and its adversary is already relatively benign, or (2) the state's military has no ability to engage in nuclear first use against the adversary. Empirically, these conditions rarely arise. More typically, hostile political relations combined with even latent first-use capabilities lead adversaries to distrust NFU pledges and to assume the continued possibility of being subject to first use. The implication is that changes to U.S. declaratory policy alone are unlikely to convince adversaries to disregard the prospect of U.S. nuclear first use without changes in these countries’ political relationships or U.S. nuclear force posture. The beneficial effects of an NFU pledge are therefore likely to be more minimal than advocates often claim.
AbstractList The United States has repeatedly debated whether to adopt a nuclear no-first-use (NFU) pledge. Advocates for such a pledge emphasize its potential advantages, including strengthening crisis stability, decreasing hostility, and bolstering nonproliferation and arms control. But these benefits depend heavily on nuclear-armed adversaries finding a U.S. NFU pledge credible. A new theory based on the logic of costly signals and tested on evidence from NFU pledges by the Soviet Union, China, and India suggests that adversaries perceive such pledges as credible only when: (1) the political relationship between a state and its adversary is already relatively benign, or (2) the state's military has no ability to engage in nuclear first use against the adversary. Empirically, these conditions rarely arise. More typically, hostile political relations combined with even latent first-use capabilities lead adversaries to distrust NFU pledges and to assume the continued possibility of being subject to first use. The implication is that changes to U.S. declaratory policy alone are unlikely to convince adversaries to disregard the prospect of U.S. nuclear first use without changes in these countries’ political relationships or U.S. nuclear force posture. The beneficial effects of an NFU pledge are therefore likely to be more minimal than advocates often claim.
Should the US publicly forswear nuclear first use, committing to employ nuclear weapons only in response to adversary nuclear attack? This question has recurred numerous times in debates over U.S. declaratory policy going back to the Cold War. Most recently, the Joe Biden administration opted against adopting a nuclear no-first-use (NFU) pledge in its 2022 'Nuclear Posture Review', primarily because of U.S. allies' concerns about the implications for extended deterrence. This decision echoed an earlier debate in the Barack Obama administration, which also twice seriously considered adopting NFU but opted against it, again largely owing to the concerns of allies. Yet the issue persists, as members of the House and Senate continue to introduce bills and resolutions seeking to commit the United States to NFU. Our analysis proceeds in seven sections. First, we review the logic of NFU arguments to highlight the centrality of adversary perceptions to the purported NFU benefits of crisis stability, improved relations, and nonproliferation and arms control. Second, we draw on the costly signaling literature to theorize about the political and military conditions under which an NFU pledge will be credible. Third, we discuss our research strategy for testing this theory across the available evidence regarding adversary perceptions of NFU pledges by the Soviet Union, China, and India. The fourth, fifth, and sixth sections of the article examine adversary perceptions of each of these countries’ pledges, comparing the predictions of our theory with those generated by the conventional wisdom about the benefits of NFU pledges. Overall, we find support for our argument that the political and military conditions required for NFU pledge credibility are stringent and difficult, though not it impossible, to meet. We conclude with a discussion of the broader implications.
Author Narang, Vipin
Talmadge, Caitlin
Michelini, Lisa
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SubjectTerms Advocacy
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Title When Actions Speak Louder Than Words: Adversary Perceptions of Nuclear No-First-Use Pledges
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