Limited Feedforward Waveform Design for OFDM Dual-Functional Radar-Communications

We consider the problem of time-frequency waveform design for an OFDM dual-functional radar-communications (DFRC) system that communicates with an OFDM receiver while simultaneously estimating target parameters using the backscattered signals. In particular, the goal is to achieve a favorable perfor...

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Published inIEEE transactions on signal processing Vol. 69; pp. 2955 - 2970
Main Authors Keskin, Musa Furkan, Koivunen, Visa, Wymeersch, Henk
Format Journal Article
LanguageEnglish
Published New York IEEE 2021
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
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Abstract We consider the problem of time-frequency waveform design for an OFDM dual-functional radar-communications (DFRC) system that communicates with an OFDM receiver while simultaneously estimating target parameters using the backscattered signals. In particular, the goal is to achieve a favorable performance trade-off between radar and communications by optimizing subcarrier powers in a time-frequency region of interest. First, we focus on radar-optimal waveform design to minimize the Cramér-Rao bound (CRB) on delay-Doppler estimation subject to an integrated side-lobe level (ISL) constraint in the delay-Doppler ambiguity domain. Next, we investigate the problem of DFRC trade-off waveform design to optimize the communications rate under radar similarity constraint. Unlike the traditional DFRC systems which ignore feedforward overhead for conveying transmit waveform control information, we assume the existence of a low-rate feedforward channel between the DFRC transceiver and the communications receiver. Relying on the covariance matrix of linear minimum mean-squared-error (LMMSE) estimates of input symbols, we derive a novel communications metric as a function of both subcarrier powers and forwarded control information, and propose a joint waveform and control signaling optimization (JWCSO) strategy that leverages the sparsity and rank-one structure of DFRC waveforms within an alternating maximization framework. Simulation results show that the proposed JWCSO approach provides significant performance gains over the conventional feedforward-agnostic waveforms and achieves near-optimal radar-communications trade-off performance, reaching the boundary of the CRB-capacity region with only a limited feedforward information.
AbstractList We consider the problem of time-frequency waveform design for an OFDM dual-functional radar-communications (DFRC) system that communicates with an OFDM receiver while simultaneously estimating target parameters using the backscattered signals. In particular, the goal is to achieve a favorable performance trade-off between radar and communications by optimizing subcarrier powers in a time-frequency region of interest. First, we focus on radar-optimal waveform design to minimize the Cramér-Rao bound (CRB) on delay-Doppler estimation subject to an integrated side-lobe level (ISL) constraint in the delay-Doppler ambiguity domain. Next, we investigate the problem of DFRC trade-off waveform design to optimize the communications rate under radar similarity constraint. Unlike the traditional DFRC systems which ignore feedforward overhead for conveying transmit waveform control information, we assume the existence of a low-rate feedforward channel between the DFRC transceiver and the communications receiver. Relying on the covariance matrix of linear minimum mean-squared-error (LMMSE) estimates of input symbols, we derive a novel communications metric as a function of both subcarrier powers and forwarded control information, and propose a joint waveform and control signaling optimization (JWCSO) strategy that leverages the sparsity and rank-one structure of DFRC waveforms within an alternating maximization framework. Simulation results show that the proposed JWCSO approach provides significant performance gains over the conventional feedforward-agnostic waveforms and achieves near-optimal radar-communications trade-off performance, reaching the boundary of the CRB-capacity region with only a limited feedforward information.
We consider the problem of time-frequency waveform design for an OFDM dual-functional radar-communications (DFRC) system that communicates with an OFDM receiver while simultaneously estimating target parameters using the backscattered signals. In particular, the goal is to achieve a favorable performance trade-off between radar and communications by optimizing subcarrier powers in a time-frequency region of interest. First, we focus on radar-optimal waveform design to minimize the Cramer-Rao bound (CRB) on delay-Doppler estimation subject to an integrated side-lobe level (ISL) constraint in the delay-Doppler ambiguity domain, where a convex-concave procedure (CCP) is devised to solve the resulting non-convex fractional program. Next, we investigate the problem of DFRC trade-off waveform design to optimize the communications rate under radar similarity constraint. Unlike the traditional DFRC systems which ignore feedforward overhead for conveying transmit waveform control information, we assume the existence of a low-rate feedforward channel between the DFRC transceiver and the communications receiver. Relying on the covariance matrix of linear minimum mean-squared-error (LMMSE) estimates of input symbols, we derive a novel communications metric as a function of both subcarrier powers and forwarded control information, and propose a joint waveform and control signaling optimization (JWCSO) strategy that leverages the sparsity and rank-one structure of DFRC waveforms within an alternating maximization framework. Simulation results show that the proposed JWCSO approach provides significant performance gains over the conventional feedforward-agnostic waveforms and achieves near-optimal radar-communications trade-off performance, reaching the boundary of the CRB-capacity region with only a limited feedforward information.
Author Koivunen, Visa
Wymeersch, Henk
Keskin, Musa Furkan
Author_xml – sequence: 1
  givenname: Musa Furkan
  orcidid: 0000-0002-7718-8377
  surname: Keskin
  fullname: Keskin, Musa Furkan
  email: furkan@chalmers.se
  organization: Department of Electrical Engineering, Chalmers University of Technology, Gothenburg, SE, Sweden
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  givenname: Visa
  surname: Koivunen
  fullname: Koivunen, Visa
  email: visa.koivunen@aalto.fi
  organization: Department of Signal Processing and Acoustics, Aalto University, Aalto, FI, Finland
– sequence: 3
  givenname: Henk
  surname: Wymeersch
  fullname: Wymeersch, Henk
  email: henkw@chalmers.se
  organization: Department of Electrical Engineering, Chalmers University of Technology, Gothenburg, SE, Sweden
BackLink https://research.chalmers.se/publication/523875$$DView record from Swedish Publication Index
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Snippet We consider the problem of time-frequency waveform design for an OFDM dual-functional radar-communications (DFRC) system that communicates with an OFDM...
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SubjectTerms Backscattering
Communications systems
Covariance matrix
delay-Doppler ambiguity
Design optimization
dual-functional radar-communications
Estimation
Feedforward control
limited feedforward
Massive MIMO
Mathematical analysis
Matrix methods
OFDM
Parameter estimation
Radar
Receivers
Subcarriers
Time-frequency analysis
Tradeoffs
Transmitters
waveform design
Waveforms
Title Limited Feedforward Waveform Design for OFDM Dual-Functional Radar-Communications
URI https://ieeexplore.ieee.org/document/9420261
https://www.proquest.com/docview/2536030183
https://research.chalmers.se/publication/523875
Volume 69
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