Interpretable machine learning methods to explain on-farm yield variability of high productivity wheat in Northwest India
The increasing availability of complex, geo-referenced on-farm data demands analytical frameworks that can guide crop management recommendations. Recent developments in interpretable machine learning techniques offer opportunities to use these methods in agronomic studies. Our objectives were two-fo...
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Published in | Field crops research Vol. 287; p. 108640 |
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Main Authors | , , , , , , , , , , |
Format | Journal Article |
Language | English |
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Elsevier B.V
15.10.2022
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Abstract | The increasing availability of complex, geo-referenced on-farm data demands analytical frameworks that can guide crop management recommendations. Recent developments in interpretable machine learning techniques offer opportunities to use these methods in agronomic studies. Our objectives were two-fold: (1) to assess the performance of different machine learning methods to explain on-farm wheat yield variability in the Northwestern Indo-Gangetic Plains of India, and (2) to identify the most important drivers and interactions explaining wheat yield variability. A suite of fine-tuned machine learning models (ridge and lasso regression, classification and regression trees, k-nearest neighbor, support vector machines, gradient boosting, extreme gradient boosting, and random forest) were statistically compared using the R2, root mean square error (RMSE), and mean absolute error (MAE). The best performing model was again fine-tuned using a grid search approach for the bias-variance trade-off. Three post-hoc model agnostic techniques were used to interpret the best performing model: variable importance (a variable was considered “important” if shuffling its values increased or decreased the model error considerably), interaction strength (based on Friedman’s H-statistic), and two-way interaction (i.e., how much of the total variability in wheat yield was explained by a particular two-way interaction). Model outputs were compared against empirical data to contextualize results and provide a blueprint for future analysis in other production systems. Tree-based and decision boundary-based methods outperformed regression-based methods in explaining wheat yield variability. Random forest was the best performing method in terms of goodness-of-fit and model precision and accuracy with RMSE, MAE, and R2 ranging between 367 and 470 kg ha−1, 276–345 kg ha−1, and 0.44–0.63, respectively. Random forest was then used for selection of important variables and interactions. The most important management variables explaining wheat yield variability were nitrogen application rate and crop residue management, whereas the average of monthly cumulative solar radiation during February and March (coinciding with reproductive phase of wheat) was the most important biophysical variable. The effect size of these variables on wheat yield ranged between 227 kg ha−1 for nitrogen application rate to 372 kg ha−1 for cumulative solar radiation during February and March. The effect of important interactions on wheat yield was detected in the data namely the interaction between crop residue management and disease management and, nitrogen application rate and seeding rate. For instance, farmers’ fields with moderate disease incidence yielded 750 kg ha−1 less when crop residues were removed than when crop residues were retained. Similarly, wheat yield response to residue retention was higher under low seed and N application rates. As an inductive research approach, the appropriate application of interpretable machine learning methods can be used to extract agronomically actionable information from large-scale farmer field data.
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•Data-driven agronomic research requires new analytical and methodological approaches.•Machine learning methods were used to disentangle complex relationships in farmer field data.•Model-agnostic tools were used to derive agronomic interpretations.•Residue management and N application rate were important management variables for wheat yield.•Residue management interacted with other practices to explain wheat yield variability. |
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AbstractList | The increasing availability of complex, geo-referenced on-farm data demands analytical frameworks that can guide crop management recommendations. Recent developments in interpretable machine learning techniques offer opportunities to use these methods in agronomic studies. Our objectives were two-fold: (1) to assess the performance of different machine learning methods to explain on-farm wheat yield variability in the Northwestern Indo-Gangetic Plains of India, and (2) to identify the most important drivers and interactions explaining wheat yield variability. A suite of fine-tuned machine learning models (ridge and lasso regression, classification and regression trees, k-nearest neighbor, support vector machines, gradient boosting, extreme gradient boosting, and random forest) were statistically compared using the R2, root mean square error (RMSE), and mean absolute error (MAE). The best performing model was again fine-tuned using a grid search approach for the bias-variance trade-off. Three post-hoc model agnostic techniques were used to interpret the best performing model: variable importance (a variable was considered “important” if shuffling its values increased or decreased the model error considerably), interaction strength (based on Friedman’s H-statistic), and two-way interaction (i.e., how much of the total variability in wheat yield was explained by a particular two-way interaction). Model outputs were compared against empirical data to contextualize results and provide a blueprint for future analysis in other production systems. Tree-based and decision boundary-based methods outperformed regression-based methods in explaining wheat yield variability. Random forest was the best performing method in terms of goodness-of-fit and model precision and accuracy with RMSE, MAE, and R2 ranging between 367 and 470 kg ha−1, 276–345 kg ha−1, and 0.44–0.63, respectively. Random forest was then used for selection of important variables and interactions. The most important management variables explaining wheat yield variability were nitrogen application rate and crop residue management, whereas the average of monthly cumulative solar radiation during February and March (coinciding with reproductive phase of wheat) was the most important biophysical variable. The effect size of these variables on wheat yield ranged between 227 kg ha−1 for nitrogen application rate to 372 kg ha−1 for cumulative solar radiation during February and March. The effect of important interactions on wheat yield was detected in the data namely the interaction between crop residue management and disease management and, nitrogen application rate and seeding rate. For instance, farmers’ fields with moderate disease incidence yielded 750 kg ha−1 less when crop residues were removed than when crop residues were retained. Similarly, wheat yield response to residue retention was higher under low seed and N application rates. As an inductive research approach, the appropriate application of interpretable machine learning methods can be used to extract agronomically actionable information from large-scale farmer field data.
[Display omitted]
•Data-driven agronomic research requires new analytical and methodological approaches.•Machine learning methods were used to disentangle complex relationships in farmer field data.•Model-agnostic tools were used to derive agronomic interpretations.•Residue management and N application rate were important management variables for wheat yield.•Residue management interacted with other practices to explain wheat yield variability. The increasing availability of complex, geo-referenced on-farm data demands analytical frameworks that can guide crop management recommendations. Recent developments in interpretable machine learning techniques offer opportunities to use these methods in agronomic studies. Our objectives were two-fold: (1) to assess the performance of different machine learning methods to explain on-farm wheat yield variability in the Northwestern Indo-Gangetic Plains of India, and (2) to identify the most important drivers and interactions explaining wheat yield variability. A suite of fine-tuned machine learning models (ridge and lasso regression, classification and regression trees, k-nearest neighbor, support vector machines, gradient boosting, extreme gradient boosting, and random forest) were statistically compared using the R², root mean square error (RMSE), and mean absolute error (MAE). The best performing model was again fine-tuned using a grid search approach for the bias-variance trade-off. Three post-hoc model agnostic techniques were used to interpret the best performing model: variable importance (a variable was considered “important” if shuffling its values increased or decreased the model error considerably), interaction strength (based on Friedman’s H-statistic), and two-way interaction (i.e., how much of the total variability in wheat yield was explained by a particular two-way interaction). Model outputs were compared against empirical data to contextualize results and provide a blueprint for future analysis in other production systems. Tree-based and decision boundary-based methods outperformed regression-based methods in explaining wheat yield variability. Random forest was the best performing method in terms of goodness-of-fit and model precision and accuracy with RMSE, MAE, and R² ranging between 367 and 470 kg ha⁻¹, 276–345 kg ha⁻¹, and 0.44–0.63, respectively. Random forest was then used for selection of important variables and interactions. The most important management variables explaining wheat yield variability were nitrogen application rate and crop residue management, whereas the average of monthly cumulative solar radiation during February and March (coinciding with reproductive phase of wheat) was the most important biophysical variable. The effect size of these variables on wheat yield ranged between 227 kg ha⁻¹ for nitrogen application rate to 372 kg ha⁻¹ for cumulative solar radiation during February and March. The effect of important interactions on wheat yield was detected in the data namely the interaction between crop residue management and disease management and, nitrogen application rate and seeding rate. For instance, farmers’ fields with moderate disease incidence yielded 750 kg ha⁻¹ less when crop residues were removed than when crop residues were retained. Similarly, wheat yield response to residue retention was higher under low seed and N application rates. As an inductive research approach, the appropriate application of interpretable machine learning methods can be used to extract agronomically actionable information from large-scale farmer field data. |
ArticleNumber | 108640 |
Author | Krupnik, Timothy J. Kakraliya, Suresh K. Sena, Dipaka Ranjan Jat, Hanuman Sahay Sharma, Parbodh C. Sapkota, Tek B. Nayak, Hari Sankar Silva, João Vasco Sidhu, Harminder Singh Jat, Mangi Lal Parihar, Chiter Mal |
Author_xml | – sequence: 1 givenname: Hari Sankar surname: Nayak fullname: Nayak, Hari Sankar organization: ICAR-Indian Agricultural Research Institute (IARI), New Delhi, India – sequence: 2 givenname: João Vasco surname: Silva fullname: Silva, João Vasco organization: International Maize and Wheat Improvement Center (CIMMYT), Harare, Zimbabwe – sequence: 3 givenname: Chiter Mal surname: Parihar fullname: Parihar, Chiter Mal email: pariharcm@gmail.com organization: ICAR-Indian Agricultural Research Institute (IARI), New Delhi, India – sequence: 4 givenname: Timothy J. surname: Krupnik fullname: Krupnik, Timothy J. organization: International Maize and Wheat Improvement Center (CIMMYT), Dhaka, Bangladesh – sequence: 5 givenname: Dipaka Ranjan surname: Sena fullname: Sena, Dipaka Ranjan organization: ICAR-Indian Agricultural Research Institute (IARI), New Delhi, India – sequence: 6 givenname: Suresh K. surname: Kakraliya fullname: Kakraliya, Suresh K. organization: International Maize and Wheat Improvement Center (CIMMYT), New Delhi, India – sequence: 7 givenname: Hanuman Sahay surname: Jat fullname: Jat, Hanuman Sahay organization: ICAR-Central Soil Salinity Research Institute (CSSRI), Karnal, India – sequence: 8 givenname: Harminder Singh surname: Sidhu fullname: Sidhu, Harminder Singh organization: Borlaug Institute for South Asia (BISA), Ludhiana, India – sequence: 9 givenname: Parbodh C. surname: Sharma fullname: Sharma, Parbodh C. organization: Borlaug Institute for South Asia (BISA), Ludhiana, India – sequence: 10 givenname: Mangi Lal surname: Jat fullname: Jat, Mangi Lal organization: International Maize and Wheat Improvement Center (CIMMYT), New Delhi, India – sequence: 11 givenname: Tek B. surname: Sapkota fullname: Sapkota, Tek B. email: T.Sapkota@cgiar.org organization: International Maize and Wheat Improvement Center (CIMMYT), El-Batan, Mexico |
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CitedBy_id | crossref_primary_10_1002_agj2_70010 crossref_primary_10_1016_j_fcr_2024_109619 crossref_primary_10_1007_s11119_024_10153_w crossref_primary_10_1016_j_eja_2024_127193 crossref_primary_10_1016_j_eja_2024_127492 crossref_primary_10_1016_j_fcr_2024_109689 crossref_primary_10_1186_s13007_025_01358_9 crossref_primary_10_1016_j_fcr_2023_109088 crossref_primary_10_1016_j_fcr_2023_109063 crossref_primary_10_1016_j_resconrec_2024_107467 crossref_primary_10_1016_j_fcr_2023_109170 crossref_primary_10_1111_ejss_70033 crossref_primary_10_3389_fpls_2024_1302435 crossref_primary_10_1038_s41467_024_52448_6 crossref_primary_10_3390_rs16244723 crossref_primary_10_1016_j_fcr_2023_109038 crossref_primary_10_1109_MGRS_2024_3467001 crossref_primary_10_1016_j_eja_2024_127461 crossref_primary_10_1016_j_fcr_2024_109519 crossref_primary_10_3390_rs17050774 crossref_primary_10_1016_j_compag_2023_108076 crossref_primary_10_1080_17457300_2024_2351972 crossref_primary_10_1016_j_compag_2023_107663 crossref_primary_10_1007_s43621_024_00292_5 crossref_primary_10_3390_rs16101815 |
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Keywords | Interaction strength Variable importance Random forest Big data Partial dependency plot Quantile regression Accumulated local effect plot |
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SubjectTerms | Accumulated local effect plot Big data crop residue management disease control disease incidence farmers fertilizer rates georeferencing India Indo-Gangetic Plain Interaction strength Partial dependency plot Quantile regression Random forest solar radiation Variable importance wheat |
Title | Interpretable machine learning methods to explain on-farm yield variability of high productivity wheat in Northwest India |
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