Capacity of MIMO Systems With Mutual Coupling: Transmitter Optimization With Dual Power Constraints

This paper deals with the fundamental limit of capacity for MIMO wireless systems with antenna mutual coupling. Motivated by practical considerations, the capacity-achieving precoder is found by maximizing the capacity subject to two separate power constraints; namely, a constraint on the available...

Full description

Saved in:
Bibliographic Details
Published inIEEE transactions on signal processing Vol. 60; no. 2; pp. 848 - 861
Main Authors Liang Sun, Peng Li, McKay, Matthew R., Murch, Ross D.
Format Journal Article
LanguageEnglish
Published New York, NY IEEE 01.02.2012
Institute of Electrical and Electronics Engineers
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Subjects
Online AccessGet full text
ISSN1053-587X
1941-0476
DOI10.1109/TSP.2011.2175221

Cover

Loading…
Abstract This paper deals with the fundamental limit of capacity for MIMO wireless systems with antenna mutual coupling. Motivated by practical considerations, the capacity-achieving precoder is found by maximizing the capacity subject to two separate power constraints; namely, a constraint on the available power at the transmitter which is imposed on a per-amplifler basis, and a constraint on the allowable radiated power. These two separate constraints occur because MIMO antenna systems are usually unable to use a perfect conjugate multiport impedance match in practice and therefore MIMO systems with mutual coupling usually do not radiate all of the power input or available to them. Assuming that perfect channel state information is available to both the transmitter and receiver, we first derive sufficient conditions on the power constraints, in terms of the mutual coupling, under which the dual-constraint problem reduces to effectively a single-constraint problem. This greatly simplifies the optimization problem in some cases. For the more general case where both constraints are relevant, we present an efficient suboptimal algorithm by first relaxing the per-amplifier power constraint to a sum power constraint and then solving the dual-constraint problem based on dynamic water-filling and mode-dropping. Finally, we investigate the optimal precoder design at high signal to noise ratios, and provide stronger theoretical results in this regime. Numerical results are provided to demonstrate the effectiveness of our technique when dual power constraints are important to consider.
AbstractList This paper deals with the fundamental limit of capacity for MIMO wireless systems with antenna mutual coupling. Motivated by practical considerations, the capacity-achieving precoder is found by maximizing the capacity subject to two separate power constraints; namely, a constraint on the available power at the transmitter which is imposed on a per-amplifler basis, and a constraint on the allowable radiated power. These two separate constraints occur because MIMO antenna systems are usually unable to use a perfect conjugate multiport impedance match in practice and therefore MIMO systems with mutual coupling usually do not radiate all of the power input or available to them. Assuming that perfect channel state information is available to both the transmitter and receiver, we first derive sufficient conditions on the power constraints, in terms of the mutual coupling, under which the dual-constraint problem reduces to effectively a single-constraint problem. This greatly simplifies the optimization problem in some cases. For the more general case where both constraints are relevant, we present an efficient suboptimal algorithm by first relaxing the per-amplifier power constraint to a sum power constraint and then solving the dual-constraint problem based on dynamic water-filling and mode-dropping. Finally, we investigate the optimal precoder design at high signal to noise ratios, and provide stronger theoretical results in this regime. Numerical results are provided to demonstrate the effectiveness of our technique when dual power constraints are important to consider.
This paper deals with the fundamental limit of capacity for MIMO wireless systems with antenna mutual coupling. Motivated by practical considerations, the capacity-achieving precoder is found by maximizing the capacity subject to two separate power constraints; namely, a constraint on the available power at the transmitter which is imposed on a per-amplifier basis, and a constraint on the allowable radiated power. These two separate constraints occur because MIMO antenna systems are usually unable to use a perfect conjugate multiport impedance match in practice and therefore MIMO systems with mutual coupling usually do not radiate all of the power input or available to them. Assuming that perfect channel state information is available to both the transmitter and receiver, we first derive sufficient conditions on the power constraints, in terms of the mutual coupling, under which the dual-constraint problem reduces to effectively a single-constraint problem. This greatly simplifies the optimization problem in some cases. For the more general case where both constraints are relevant, we present an efficient suboptimal algorithm by first relaxing the per-amplifier power constraint to a sum power constraint and then solving the dual-constraint problem based on dynamic water-filling and mode-dropping. Finally, we investigate the optimal precoder design at high signal to noise ratios, and provide stronger theoretical results in this regime. Numerical results are provided to demonstrate the effectiveness of our technique when dual power constraints are important to consider.
Author Liang Sun
McKay, Matthew R.
Peng Li
Murch, Ross D.
Author_xml – sequence: 1
  surname: Liang Sun
  fullname: Liang Sun
  email: sun_liang@nec.cn
  organization: Dept. of Wireless Commun., NEC Labs., Beijing, China
– sequence: 2
  surname: Peng Li
  fullname: Peng Li
  email: lpxab@ust.hk
  organization: ECE Dept., Hong Kong Univ. of Sci. & Technol., Hong Kong, China
– sequence: 3
  givenname: Matthew R.
  surname: McKay
  fullname: McKay, Matthew R.
  email: eemckay@ust.hk
  organization: ECE Dept., Hong Kong Univ. of Sci. & Technol., Hong Kong, China
– sequence: 4
  givenname: Ross D.
  surname: Murch
  fullname: Murch, Ross D.
  email: eermurch@ee.ust.hk
  organization: ECE Dept., Hong Kong Univ. of Sci. & Technol., Hong Kong, China
BackLink http://pascal-francis.inist.fr/vibad/index.php?action=getRecordDetail&idt=25512420$$DView record in Pascal Francis
BookMark eNp9kc9rFDEUxwepYFu9C14GQfAy63v5ueNNRquFLlvoit5CNk00ZSaZTjLI9q836y499OApgXy-7728z1l1EmKwVfUaYYEI7YfNzfWCAOKCoOSE4LPqFFuGDTApTsodOG34Uv58UZ2ldAeAjLXitDKdHrXxeVdHV68uV-v6ZpeyHVL9w-ff9WrOs-7rLs5j78Ovj_Vm0iENPmc71esx-8E_6OxjOOCf9_B1_FMeuxhSnrQPOb2snjvdJ_vqeJ5X3y--bLpvzdX662X36aoxlNPcGAnbLXfMAXWCG0OkJIYCM9QxcaulbG_BOKKZIYRadMilEU5vCXKydA7pefX-UHec4v1sU1aDT8b2vQ42zkkhICxbQQkt6Nsn6F2cp1CmUy0KChzIskDvjpBORveufN34pMbJD3raKcI5EkagcHDgzBRTmqx7RBDUXo4qctRejjrKKRHxJFIc_Fvkfmf9_4JvDkFvrX3sI0ASCi39C3ZtnXo
CODEN ITPRED
CitedBy_id crossref_primary_10_1109_LMWC_2015_2400939
crossref_primary_10_1109_TWC_2024_3387709
crossref_primary_10_1109_TWC_2015_2443777
crossref_primary_10_1109_TVT_2024_3390248
crossref_primary_10_1109_TWC_2023_3253576
crossref_primary_10_1109_TCSI_2024_3439580
crossref_primary_10_1155_2014_405487
crossref_primary_10_1109_TAP_2015_2389242
crossref_primary_10_1109_TWC_2017_2748103
crossref_primary_10_1109_ACCESS_2018_2830653
crossref_primary_10_1080_02726343_2020_1811939
crossref_primary_10_1109_ACCESS_2018_2885558
crossref_primary_10_1016_j_jfranklin_2017_03_002
crossref_primary_10_1186_s13638_019_1373_9
Cites_doi 10.1109/TIT.2004.840892
10.1109/TCSI.2010.2043994
10.1109/TCOMM.2011.030411.100050
10.1109/ISWCS.2006.4362298
10.1109/TIT.2009.2023705
10.1017/CBO9780511810817
10.1109/TAP.2005.854530
10.1109/TAP.2007.898596
10.1017/CBO9780511804441
10.1109/TAP.2008.2005468
10.1109/TWC.2004.830854
10.1109/TSP.2003.815393
10.1109/TIT.2005.853325
10.1109/JSAC.2002.801223
10.1109/TAP.2006.883984
10.1109/TSP.2006.871960
10.1109/25.330168
10.1109/TAP.2007.884302
10.1109/TAP.2008.929444
10.1029/2007RS003747
10.1109/ICC.2003.1204425
10.1109/TVT.2007.891427
10.1023/A:1008889222784
10.1109/TSP.2006.890905
10.1109/TAP.2008.2005463
10.1109/LAWP.2005.848381
10.1109/TWC.2004.830822
10.1002/ett.4460100604
ContentType Journal Article
Copyright 2015 INIST-CNRS
Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) Feb 2012
Copyright_xml – notice: 2015 INIST-CNRS
– notice: Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) Feb 2012
DBID 97E
RIA
RIE
AAYXX
CITATION
IQODW
7SC
7SP
8FD
JQ2
L7M
L~C
L~D
F28
FR3
DOI 10.1109/TSP.2011.2175221
DatabaseName IEEE Xplore (IEEE)
IEEE All-Society Periodicals Package (ASPP) 1998-Present
IEEE Electronic Library (IEL)
CrossRef
Pascal-Francis
Computer and Information Systems Abstracts
Electronics & Communications Abstracts
Technology Research Database
ProQuest Computer Science Collection
Advanced Technologies Database with Aerospace
Computer and Information Systems Abstracts – Academic
Computer and Information Systems Abstracts Professional
ANTE: Abstracts in New Technology & Engineering
Engineering Research Database
DatabaseTitle CrossRef
Technology Research Database
Computer and Information Systems Abstracts – Academic
Electronics & Communications Abstracts
ProQuest Computer Science Collection
Computer and Information Systems Abstracts
Advanced Technologies Database with Aerospace
Computer and Information Systems Abstracts Professional
Engineering Research Database
ANTE: Abstracts in New Technology & Engineering
DatabaseTitleList
Technology Research Database
Technology Research Database
Database_xml – sequence: 1
  dbid: RIE
  name: IEEE Electronic Library (IEL)
  url: https://proxy.k.utb.cz/login?url=https://ieeexplore.ieee.org/
  sourceTypes: Publisher
DeliveryMethod fulltext_linktorsrc
Discipline Engineering
Applied Sciences
EISSN 1941-0476
EndPage 861
ExternalDocumentID 2561983151
25512420
10_1109_TSP_2011_2175221
6072309
Genre orig-research
GroupedDBID -~X
.DC
0R~
29I
3EH
4.4
53G
5GY
5VS
6IK
85S
97E
AAJGR
AARMG
AASAJ
AAWTH
ABAZT
ABFSI
ABQJQ
ABVLG
ACGFO
ACIWK
ACKIV
ACNCT
AENEX
AETIX
AGQYO
AGSQL
AHBIQ
AI.
AIBXA
AJQPL
AKJIK
AKQYR
ALLEH
ALMA_UNASSIGNED_HOLDINGS
ASUFR
ATWAV
BEFXN
BFFAM
BGNUA
BKEBE
BPEOZ
CS3
E.L
EBS
EJD
F5P
HZ~
H~9
ICLAB
IFIPE
IFJZH
IPLJI
JAVBF
LAI
MS~
O9-
OCL
P2P
RIA
RIE
RNS
TAE
TN5
VH1
AAYOK
AAYXX
CITATION
RIG
IQODW
7SC
7SP
8FD
JQ2
L7M
L~C
L~D
F28
FR3
ID FETCH-LOGICAL-c353t-c70bb5f4f03f65cc2772c304c3f46da779d0cf2a4c223e1f157c6fab21528ff13
IEDL.DBID RIE
ISSN 1053-587X
IngestDate Fri Jul 11 00:20:05 EDT 2025
Mon Jun 30 10:10:42 EDT 2025
Mon Jul 21 09:12:58 EDT 2025
Thu Apr 24 23:01:54 EDT 2025
Tue Jul 01 02:52:55 EDT 2025
Tue Aug 26 16:56:50 EDT 2025
IsPeerReviewed true
IsScholarly true
Issue 2
Keywords Performance evaluation
Parameter estimation
Wireless telecommunication
Transmitter
Constraint satisfaction
Beam forming
Optimization
Optimal design
fading channels
Impedance matching
Channel estimation
Antenna
MIMO system
Multiple access
Mutual coupling
Channel capacity
Coding circuit
Theoretical study
MIMO systems
Beamforming
Sufficient condition
Algorithm performance
Signal processing
Numerical simulation
Radiated power
Signal to noise ratio
Language English
License https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html
CC BY 4.0
LinkModel DirectLink
MergedId FETCHMERGED-LOGICAL-c353t-c70bb5f4f03f65cc2772c304c3f46da779d0cf2a4c223e1f157c6fab21528ff13
Notes ObjectType-Article-2
SourceType-Scholarly Journals-1
ObjectType-Feature-1
content type line 14
content type line 23
PQID 916305028
PQPubID 85478
PageCount 14
ParticipantIDs crossref_primary_10_1109_TSP_2011_2175221
proquest_miscellaneous_1010896323
crossref_citationtrail_10_1109_TSP_2011_2175221
pascalfrancis_primary_25512420
ieee_primary_6072309
proquest_journals_916305028
ProviderPackageCode CITATION
AAYXX
PublicationCentury 2000
PublicationDate 2012-02-01
PublicationDateYYYYMMDD 2012-02-01
PublicationDate_xml – month: 02
  year: 2012
  text: 2012-02-01
  day: 01
PublicationDecade 2010
PublicationPlace New York, NY
PublicationPlace_xml – name: New York, NY
– name: New York
PublicationTitle IEEE transactions on signal processing
PublicationTitleAbbrev TSP
PublicationYear 2012
Publisher IEEE
Institute of Electrical and Electronics Engineers
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Publisher_xml – name: IEEE
– name: Institute of Electrical and Electronics Engineers
– name: The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
References ref13
ref12
yaghjian (ref27) 2008; 43
ref14
ref31
ref30
ref11
ref10
gruber (ref15) 2008; 56
ref2
migliore (ref19) 2008; 56
ref1
ref17
ref16
ref18
chiurtu (ref25) 2003
ref24
ref23
ref20
ref22
ref21
ref28
ref8
ref7
ref9
ref4
balanis (ref29) 1997
ref3
ref6
ref5
marshall (ref26) 1979
References_xml – ident: ref16
  doi: 10.1109/TIT.2004.840892
– ident: ref17
  doi: 10.1109/TCSI.2010.2043994
– ident: ref23
  doi: 10.1109/TCOMM.2011.030411.100050
– ident: ref9
  doi: 10.1109/ISWCS.2006.4362298
– ident: ref20
  doi: 10.1109/TIT.2009.2023705
– ident: ref28
  doi: 10.1017/CBO9780511810817
– ident: ref12
  doi: 10.1109/TAP.2005.854530
– ident: ref11
  doi: 10.1109/TAP.2007.898596
– ident: ref24
  doi: 10.1017/CBO9780511804441
– volume: 56
  start-page: 3470
  year: 2008
  ident: ref15
  article-title: New aspects of electromagnetic information theory for wireless and antenna systems
  publication-title: IEEE Trans Antennas Propag
  doi: 10.1109/TAP.2008.2005468
– year: 1979
  ident: ref26
  publication-title: Inequalities Theory of Majorization and Its Applications
– ident: ref7
  doi: 10.1109/TWC.2004.830854
– year: 1997
  ident: ref29
  publication-title: Antenna Theory Analysis and Design
– start-page: 154
  year: 2003
  ident: ref25
  article-title: Impact of correlation and coupling on the capacity of MIMO systems
  publication-title: Proc 3rd IEEE Int Symp Signal Process Inf Technol (ISSPIT'03)
– ident: ref21
  doi: 10.1109/TSP.2003.815393
– ident: ref4
  doi: 10.1109/TIT.2005.853325
– ident: ref30
  doi: 10.1109/JSAC.2002.801223
– ident: ref8
  doi: 10.1109/TAP.2006.883984
– ident: ref6
  doi: 10.1109/TSP.2006.871960
– ident: ref31
  doi: 10.1109/25.330168
– ident: ref18
  doi: 10.1109/TAP.2007.884302
– volume: 56
  start-page: 3188
  year: 2008
  ident: ref19
  article-title: On electromagnetics and information theory
  publication-title: IEEE Trans Antennas Propag
  doi: 10.1109/TAP.2008.929444
– volume: 43
  year: 2008
  ident: ref27
  article-title: Electrically small supergain arrays
  publication-title: Radio Science
  doi: 10.1029/2007RS003747
– ident: ref13
  doi: 10.1109/ICC.2003.1204425
– ident: ref5
  doi: 10.1109/TVT.2007.891427
– ident: ref1
  doi: 10.1023/A:1008889222784
– ident: ref22
  doi: 10.1109/TSP.2006.890905
– ident: ref10
  doi: 10.1109/TAP.2008.2005463
– ident: ref14
  doi: 10.1109/LAWP.2005.848381
– ident: ref3
  doi: 10.1109/TWC.2004.830822
– ident: ref2
  doi: 10.1002/ett.4460100604
SSID ssj0014496
Score 2.1448772
Snippet This paper deals with the fundamental limit of capacity for MIMO wireless systems with antenna mutual coupling. Motivated by practical considerations, the...
SourceID proquest
pascalfrancis
crossref
ieee
SourceType Aggregation Database
Index Database
Enrichment Source
Publisher
StartPage 848
SubjectTerms Algorithms
Antennas
Applied sciences
Beamforming
channel capacity
Channels
Conjugates
Design engineering
Detection, estimation, filtering, equalization, prediction
Exact sciences and technology
fading channels
Impedance
Information, signal and communications theory
MIMO
MIMO systems
Mutual coupling
Optimization
Receivers
Receivers & amplifiers
Signal and communications theory
Signal to noise ratio
Signal, noise
Studies
Telecommunications and information theory
Transmitters
Title Capacity of MIMO Systems With Mutual Coupling: Transmitter Optimization With Dual Power Constraints
URI https://ieeexplore.ieee.org/document/6072309
https://www.proquest.com/docview/916305028
https://www.proquest.com/docview/1010896323
Volume 60
hasFullText 1
inHoldings 1
isFullTextHit
isPrint
link http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV1Nb9QwEB21PcGBAgWRFiojcUEiu3bsxAk3tFAVpNBKtGJvkT1rQwXdIDa58OsZO9mIAkLcInmiOJmx5znz8QCeSaOtL1yVEhTQqcJSpqU0Ps3LqvCVqJyJEd36fXF6qd4t8-UOvJhqYZxzMfnMzcJljOWvWuzDr7J5wTUh5moXdungNtRqTREDpSIXF8EFSQ_Sy21Iklfziw_nQ69Ogt8EN8QNFxQ5VUJGpNnQR_EDm8UfG3P0Nif7UG_nOSSZfJn1nZ3hj99aOP7vi9yFOyPsZK8GO7kHO259H27_0ozwAHBBfhMJlLPWs_ptfcbGbubs41X3mdV9qDRhi7YPNbyfXrLo5a6vQjUQO6ON53qs6BzEXwfh80DBxgInaGSi6DYP4PLkzcXiNB0pGFKUuexS1Nza3CvPpS9yxIzAOEquUHpVrIzW1Yqjz4xCghlOeJFrLLyxgS239F7Ih7C3btfuETBvubGlDYjOKO6FETmKLOMFoa6V0JjAfKuVBsf-5GFyX5t4TuFVQ3psgh6bUY8JPJ_u-Db05viH7EFQwyQ3aiCB4xuKn8bppEXIJ-MJHG0toRlX96YhSE3bJCGzBJ5Oo7QsQ6zFrF3bb0LmHCdzl5k8_PuTj-AWzS8bEsAfw173vXdPCN909jga9k9xvPaP
linkProvider IEEE
linkToHtml http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV1Lb9QwEB6VcgAO5VEq0kIxEhcksmvHTpxwQwvVFpq2Eluxt8j22lBBN1U3ufTXd-xkIwoIcYvkiexkxp4vmccH8JorqV1mixihgIyFyXmcc-XiNC8yV7DCqhDRLY-z6Zn4NE_nG_B2qIWx1obkMzvylyGWv6hN63-VjTMqETEXd-Au-v2UddVaQ8xAiMDGhYCB41Ryvg5K0mI8-3LadetEAI6Ag91yQoFVxedEqhW-FtfxWfxxNAd_c_AQyvVKuzSTH6O20SNz_VsTx_99lEew1QNP8r6zlMewYZdP4MEv7Qi3wUzQcxqE5aR2pDwsT0jfz5x8PW--k7L1tSZkUre-ivfbOxL83MW5rwciJ3j0XPQ1nZ34By986knYiGcFDVwUzeopnB18nE2mcU_CEBue8iY2kmqdOuEod1lqTIJw3HAqDHciWygpiwU1LlHCINCwzLFUmswp7flyc-cY34HNZb20z4A4TZXOtcd0SlDHFEsNSxKaIe5aMGkiGK-1Upm-Q7lf3M8qfKnQokI9Vl6PVa_HCN4Md1x23Tn-Ibvt1TDI9RqIYP-W4odx_NZC7JPQCPbWllD1-3tVIajGgxKxWQSvhlHcmD7aopa2blc-d46iwfOE7_595pdwbzorj6qjw-PPe3Af15p06eDPYbO5au0LRDuN3g9GfgNw3PnY
openUrl ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Capacity+of+MIMO+Systems+With+Mutual+Coupling%3A+Transmitter+Optimization+With+Dual+Power+Constraints&rft.jtitle=IEEE+transactions+on+signal+processing&rft.au=Sun%2C+Liang&rft.au=Li%2C+Peng&rft.au=McKay%2C+Matthew+R&rft.au=Murch%2C+Ross+D&rft.date=2012-02-01&rft.issn=1053-587X&rft.eissn=1941-0476&rft.volume=60&rft.issue=2&rft.spage=848&rft.epage=861&rft_id=info:doi/10.1109%2FTSP.2011.2175221&rft.externalDBID=NO_FULL_TEXT
thumbnail_l http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=1053-587X&client=summon
thumbnail_m http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=1053-587X&client=summon
thumbnail_s http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=1053-587X&client=summon