Design and Analysis of Initial Access in Millimeter Wave Cellular Networks

• Published in: IEEE transactions on wireless communications Vol. 16; no. 10; pp. 6409 - 6425
• Main Authors: Yingzhe Li, Andrews, Jeffrey G., Baccelli, Francois, Novlan, Thomas D., Zhang, Charlie Jianzhong
• Format: Journal Article
• Language: English
• Published: IEEE 01.10.2017
• Subjects: Array signal processing; Cellular networks; Delays; Downlink; Fading channels; Initial access; millimeter wave cellular networks; Protocols; stochastic geometry; Throughput
• ISSN: 1536-1276
• DOI: 10.1109/TWC.2017.2723468

Initial access is the process which allows a mobile user to first connect to a cellular network. It consists of two main steps: cell search (CS) on the downlink and random access (RA) on the uplink. Millimeter wave (mm-wave) cellular systems typically must rely on directional beamforming (BF) in order to create a viable connection. The BF direction must, therefore, be learned-as well as used-in the initial access process for mm-wave cellular networks. This paper considers four simple but representative initial access protocols that use various combinations of directional BF and omnidirectional transmission and reception at the mobile and the BS, during the CS and RA phases. We provide a system-level analysis of the success probability for CS and RA for each one, as well as of the initial access delay and user-perceived downlink throughput (UPT). For a baseline exhaustive search protocol, we find the optimal BS beamwidth and observe that in terms of initial access delay it is decreasing as blockage becomes more severe, but is relatively constant (about π/12) for UPT. Of the considered protocols, the best tradeoff between initial access delay and UPT is achieved under a fast CS protocol.