Is our breathing optimal? Solving a piecewise linear model with constraints

This paper is motivated by a question related to the control of amplitude and frequency of breathing. We present a simplified mathematical model, consisting of two piecewise linear ordinary differential equations, that could represent gas exchange in the lungs. We then define and solve an optimal co...

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Published inJournal of mathematical biology Vol. 83; no. 4; p. 43
Main Authors Zaidi, Faheem, Ben-Tal, Alona, Roberts, Mick
Format Journal Article
LanguageEnglish
Published Berlin/Heidelberg Springer Berlin Heidelberg 01.10.2021
Springer Nature B.V
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Online AccessGet full text
ISSN0303-6812
1432-1416
1432-1416
DOI10.1007/s00285-021-01661-8

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Abstract This paper is motivated by a question related to the control of amplitude and frequency of breathing. We present a simplified mathematical model, consisting of two piecewise linear ordinary differential equations, that could represent gas exchange in the lungs. We then define and solve an optimal control problem with unknown durations of inhalation and exhalation, subject to several constraints. The durations are divided such that one of the state variables is strictly increasing during the first phase and decreasing during the second phase. The optimal control problem can be solved analytically. One analytical solution is found when the forcing is a given sinusoidal function with unknown period and amplitude. Other analytical solutions are found when the forcing function, the period and the duration of the first phase are unknown but the amplitude is given. Our results show that different cost functions can produce different optimal forcing functions. We also show that the shape of these functions does not affect the average levels of oxygen in the lungs—the average level of oxygen is only dependent on the amplitude and period of breathing in the model we present.
AbstractList This paper is motivated by a question related to the control of amplitude and frequency of breathing. We present a simplified mathematical model, consisting of two piecewise linear ordinary differential equations, that could represent gas exchange in the lungs. We then define and solve an optimal control problem with unknown durations of inhalation and exhalation, subject to several constraints. The durations are divided such that one of the state variables is strictly increasing during the first phase and decreasing during the second phase. The optimal control problem can be solved analytically. One analytical solution is found when the forcing is a given sinusoidal function with unknown period and amplitude. Other analytical solutions are found when the forcing function, the period and the duration of the first phase are unknown but the amplitude is given. Our results show that different cost functions can produce different optimal forcing functions. We also show that the shape of these functions does not affect the average levels of oxygen in the lungs—the average level of oxygen is only dependent on the amplitude and period of breathing in the model we present.
This paper is motivated by a question related to the control of amplitude and frequency of breathing. We present a simplified mathematical model, consisting of two piecewise linear ordinary differential equations, that could represent gas exchange in the lungs. We then define and solve an optimal control problem with unknown durations of inhalation and exhalation, subject to several constraints. The durations are divided such that one of the state variables is strictly increasing during the first phase and decreasing during the second phase. The optimal control problem can be solved analytically. One analytical solution is found when the forcing is a given sinusoidal function with unknown period and amplitude. Other analytical solutions are found when the forcing function, the period and the duration of the first phase are unknown but the amplitude is given. Our results show that different cost functions can produce different optimal forcing functions. We also show that the shape of these functions does not affect the average levels of oxygen in the lungs-the average level of oxygen is only dependent on the amplitude and period of breathing in the model we present.This paper is motivated by a question related to the control of amplitude and frequency of breathing. We present a simplified mathematical model, consisting of two piecewise linear ordinary differential equations, that could represent gas exchange in the lungs. We then define and solve an optimal control problem with unknown durations of inhalation and exhalation, subject to several constraints. The durations are divided such that one of the state variables is strictly increasing during the first phase and decreasing during the second phase. The optimal control problem can be solved analytically. One analytical solution is found when the forcing is a given sinusoidal function with unknown period and amplitude. Other analytical solutions are found when the forcing function, the period and the duration of the first phase are unknown but the amplitude is given. Our results show that different cost functions can produce different optimal forcing functions. We also show that the shape of these functions does not affect the average levels of oxygen in the lungs-the average level of oxygen is only dependent on the amplitude and period of breathing in the model we present.
ArticleNumber 43
Author Ben-Tal, Alona
Roberts, Mick
Zaidi, Faheem
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Cites_doi 10.1006/jmaa.1997.5523
10.1152/jappl.1950.2.11.592
10.1007/978-1-4614-3834-2
10.1007/BF02584204
10.1007/978-3-642-91002-9_3
10.1201/b12739
10.1201/9781420011418
10.1007/BF02476117
10.1113/JP274596
10.1007/BF00337351
10.2307/j.ctvcm4g0s
10.1137/1.9780898717457
10.1152/jappl.1960.15.3.325
10.1016/j.jtbi.2005.06.005
10.1090/S0002-9947-98-02129-1
10.1007/BF00337350
10.1007/978-0-8176-8086-2
10.1152/jappl.1971.30.5.597
10.1002/wsbm.1244
ContentType Journal Article
Copyright The Author(s), under exclusive licence to Springer-Verlag GmbH Germany, part of Springer Nature 2021
The Author(s), under exclusive licence to Springer-Verlag GmbH Germany, part of Springer Nature 2021.
2021. The Author(s), under exclusive licence to Springer-Verlag GmbH Germany, part of Springer Nature.
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Breathing pattern
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DG Hull (1661_CR10) 2013
F Rohrer (1661_CR16) 1925
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MJ Tipton (1661_CR20) 2017; 595
UE Ruttimann (1661_CR17) 1972; 1
JH Comroe (1661_CR5) 1977
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MR de Pinho (1661_CR6) 1997; 5
H Schättler (1661_CR19) 2012
MR Hestenes (1661_CR9) 1966
SR Upreti (1661_CR21) 2013
S Yamashiro (1661_CR24) 1971; 30
J Batzel (1661_CR1) 2007
AB Otis (1661_CR14) 1950; 2
R Vinter (1661_CR23) 1998; 350
LS Pontryagin (1661_CR15) 1962
J Mead (1661_CR13) 1960; 15
GM Saidel (1661_CR18) 1976; 14
References_xml – reference: Ben-TalASimplified models for gas exchange in the human lungsJ Theor Biol2006238247449510.1016/j.jtbi.2005.06.005
– reference: HestenesMRCalculus of variations and optimal control theory1966HobokenWiley0173.35703
– reference: TiptonMJHarperAPatonJFCostelloJTThe human ventilatory response to stress: rate or depth?J Physiol20175955729575210.1113/JP274596
– reference: SaidelGMChesterEHBreathing pattern effects on pulmonary oxygen uptakeMed Biol Eng197614440240710.1007/BF02476117
– reference: de PinhoMRVinterRBNecessary conditions for optimal control problems involving nonlinear differential algebraic equationsJ Math Anal Appl19975493516146489310.1006/jmaa.1997.5523
– reference: YamashiroSGrodinsFOptimal regulation of respiratory airflowJ Appl Physiol197130559760210.1152/jappl.1971.30.5.597
– reference: SchättlerHLedzewiczUGeometric optimal control2012BerlinSpringer10.1007/978-1-4614-3834-2
– reference: VinterRZhengHNecessary conditions for optimal control problems with state constraintsTrans Am Math Soc199835011811204145833710.1090/S0002-9947-98-02129-1
– reference: PontryaginLSBoltyanskiiVGGamkrelidzeRVMishechenkoEFThe mathematical theory of optimal processes1962HobokenWiley
– reference: LiberzonDCalculus of variations and optimal control theory: a concise introduction2011PrincetonPrinceton University Press10.2307/j.ctvcm4g0s
– reference: LenhartSWorkmanJTOptimal control applied to biological models2007Boca RatonCRC Press10.1201/9781420011418
– reference: BerkovitzLDMedhinNGNonlinear optimal control theory2012Boca RatonCRC Press10.1201/b12739
– reference: ComroeJHPhysiology of respiration19772ChicagoYear Book
– reference: Hämäläinen RP, Viljanen AA (1978b) Modelling the respiratory airflow pattern by optimization criteria. Biol Cybern 29:143–149
– reference: UpretiSROptimal control for chemical engineers2013Boca RatonCRC Press
– reference: HullDGOptimal control theory for applications2013BerlinSpringer
– reference: OtisABFennWORahnHMechanics of breathing in manJ Appl Physiol195021159260710.1152/jappl.1950.2.11.592
– reference: BatzelJKappelFSchneditzDTranHTCardiovascular and respiratory systems: modeling, analysis, and control2007PhiladelphiaSociety for Industrial and Applied Mathematics10.1137/1.9780898717457
– reference: Ben-TalATawhaiHMIntegrative approaches for modeling regulation and function of the respiratory systemWiley Interdiscip Rev Syst Biol Med2013568769910.1002/wsbm.1244
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Snippet This paper is motivated by a question related to the control of amplitude and frequency of breathing. We present a simplified mathematical model, consisting of...
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StartPage 43
SubjectTerms Amplitudes
Applications of Mathematics
Breathing
Constraint modelling
Cost function
Differential equations
Exact solutions
Exhalation
Gas exchange
Inhalation
Lungs
Mathematical and Computational Biology
Mathematical models
Mathematics
Mathematics and Statistics
Optimal control
Ordinary differential equations
Respiration
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Title Is our breathing optimal? Solving a piecewise linear model with constraints
URI https://link.springer.com/article/10.1007/s00285-021-01661-8
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https://www.proquest.com/docview/2576917217
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