Unsupervised Health Indicator Construction by a Novel Degradation-Trend-Constrained Variational Autoencoder and Its Applications

• Published in: IEEE/ASME transactions on mechatronics Vol. 27; no. 3; pp. 1447 - 1456
• Main Authors: Qin, Yi, Zhou, Jianghong, Chen, Dingliang
• Format: Journal Article
• Language: English
• Published: New York IEEE 01.06.2022; The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
• Subjects: Constraints; Datasets; Degradation; Feature extraction; Gears; Health indicator (HI); Mechatronics; multidimensional features; nonsupervision; Prediction models; remaining useful life (RUL); Rotary machines; variational autoencoder (VAE); Vibrations
• ISSN: 1083-4435; 1941-014X
• DOI: 10.1109/TMECH.2021.3098737

Health indicator (HI) affects the accuracy and reliability of the remaining useful life (RUL) prediction model. The hidden variables of variational autoencoder (VAE) can represent the HI values for a life-cycle dataset with obvious degradation trend. However, for an irregular dataset of a rotary machine, it is still a great challenge to construct the HI that can effectively represent the machinery degradation tendency. Therefore, this article proposes a novel degradation-trend-constrained VAE (DTC-VAE) to construct the HI vector with the distinct degradation trend. First, the multidimensional time-domain and frequency-domain characteristics are calculated via the collected vibration samples. Second, a new degradation-constraint loss term is proposed and introduced into VAE for constructing DTC-VAE. Third, with the multidimensional features and DTC-VAE, various HIs can be generated without supervision. The proposed method is applied to construct the HI vectors of bearing life-cycle datasets and gear fatigue datasets, and then macroscopic-microscopic-attention-based long short term memory (MMALSTM) is used to predict the corresponding RULs with the constructed HIs. Via several contrast experiments, the results prove that the proposed unsupervised HI construction approach is superior to other typical methods, and the obtained HI vectors are more suitable for the RUL prediction.