Nonlinear Reference Tracking: An Economic Model Predictive Control Perspective

In this paper, we study the system theoretic properties of a reference tracking model predictive control (MPC) scheme for general reference trajectories and nonlinear discrete-time systems subject to input and state constraints. Contrary to other existing theoretical results for reference tracking M...

Full description

Saved in:
Bibliographic Details
Published inIEEE transactions on automatic control Vol. 64; no. 1; pp. 254 - 269
Main Authors Kohler, Johannes, Muller, Matthias A., Allgower, Frank
Format Journal Article
LanguageEnglish
Published New York IEEE 01.01.2019
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Subjects
Online AccessGet full text

Cover

Loading…
Abstract In this paper, we study the system theoretic properties of a reference tracking model predictive control (MPC) scheme for general reference trajectories and nonlinear discrete-time systems subject to input and state constraints. Contrary to other existing theoretical results for reference tracking MPC, we do not modify the optimization problem with artificial references or terminal ingredients. Instead, we consider a simple, intuitive implementation and derive theoretical guarantees under a stabilizability condition on the system and suitable conditions on the reference trajectory. We provide sufficient conditions for exponential reference tracking for reachable reference trajectories. In addition, we study unreachable reference trajectories and derive sufficient conditions to ensure practical stability of the unknown optimal reachable reference trajectory. For both cases, we characterize the region of attraction. The results build on the notion of incremental stabilizability, strict dissipativity, and results in (economic) MPC without terminal constraints.
AbstractList In this paper, we study the system theoretic properties of a reference tracking model predictive control (MPC) scheme for general reference trajectories and nonlinear discrete-time systems subject to input and state constraints. Contrary to other existing theoretical results for reference tracking MPC, we do not modify the optimization problem with artificial references or terminal ingredients. Instead, we consider a simple, intuitive implementation and derive theoretical guarantees under a stabilizability condition on the system and suitable conditions on the reference trajectory. We provide sufficient conditions for exponential reference tracking for reachable reference trajectories. In addition, we study unreachable reference trajectories and derive sufficient conditions to ensure practical stability of the unknown optimal reachable reference trajectory. For both cases, we characterize the region of attraction. The results build on the notion of incremental stabilizability, strict dissipativity, and results in (economic) MPC without terminal constraints.
Author Allgower, Frank
Kohler, Johannes
Muller, Matthias A.
Author_xml – sequence: 1
  givenname: Johannes
  orcidid: 0000-0002-5556-604X
  surname: Kohler
  fullname: Kohler, Johannes
  email: johannes.koehler@ist.uni-stuttgart.de
  organization: Institute for Systems Theory and Automatic Control, University of Stuttgart, Stuttgart, Germany
– sequence: 2
  givenname: Matthias A.
  orcidid: 0000-0002-4911-9526
  surname: Muller
  fullname: Muller, Matthias A.
  email: matthias.mueller@ist.uni-stuttgart.de
  organization: Institute for Systems Theory and Automatic Control, University of Stuttgart, Stuttgart, Germany
– sequence: 3
  givenname: Frank
  orcidid: 0000-0002-3702-3658
  surname: Allgower
  fullname: Allgower, Frank
  email: frank.allgower@ist.uni-stuttgart.de
  organization: Institute for Systems Theory and Automatic Control, University of Stuttgart, Stuttgart, Germany
BookMark eNp9kM1LAzEQxYNUsFbvgpcFz1uT7EcSb2WpH1CrSD2HbDIrqdukJlvB_95dWzx48DTMzHvzmN8pGjnvAKELgqeEYHG9mlVTigmfUo4x4-IIjUlR8JQWNBuhMe5XqaC8PEGnMa77tsxzMkbLpXetdaBC8gINBHAaklVQ-t26t5tk5pK59s5vrE4evYE2eQ5grO7sJySVd13w_QhC3MLP7AwdN6qNcH6oE_R6O19V9-ni6e6hmi1STQXpUoWBm4ZrxQUWlKqsVHWJCTAwuRYEqFCGmbqsNWM0M5izrGhMZnRdABMlziboan93G_zHDmIn134XXB8pKSmEEDnBgwrvVTr4GAM0chvsRoUvSbAcqMmemhyoyQO13lL-sWjbqc4Oryrb_me83BstAPzmcMo4JTj7BrOce4I
CODEN IETAA9
CitedBy_id crossref_primary_10_1109_LCSYS_2020_3032083
crossref_primary_10_1016_j_conengprac_2023_105795
crossref_primary_10_1021_acs_jctc_3c00548
crossref_primary_10_1016_j_jfranklin_2022_09_054
crossref_primary_10_1016_j_jprocont_2024_103327
crossref_primary_10_1109_ACCESS_2023_3253763
crossref_primary_10_1002_asjc_3170
crossref_primary_10_1016_j_oceaneng_2024_119076
crossref_primary_10_1109_TAC_2021_3056398
crossref_primary_10_1016_j_conengprac_2021_104860
crossref_primary_10_1109_TIE_2023_3245185
crossref_primary_10_1002_rnc_5147
crossref_primary_10_1016_j_ifacol_2018_11_032
crossref_primary_10_1016_j_robot_2020_103686
crossref_primary_10_1109_TCDS_2023_3275217
crossref_primary_10_1109_TVT_2024_3462508
crossref_primary_10_1007_s11071_023_08971_0
crossref_primary_10_1016_j_hspr_2024_08_002
crossref_primary_10_1016_j_ifacol_2019_06_128
crossref_primary_10_1177_00202940251325745
crossref_primary_10_1109_TSMC_2023_3320808
crossref_primary_10_1016_j_ifacol_2022_09_037
crossref_primary_10_1109_TCST_2022_3142629
crossref_primary_10_1109_TII_2023_3342364
crossref_primary_10_1016_j_automatica_2021_109597
crossref_primary_10_1109_TAC_2021_3081080
crossref_primary_10_1109_TIV_2023_3238023
crossref_primary_10_1137_21M1431655
crossref_primary_10_1177_0142331220947556
crossref_primary_10_1016_j_automatica_2020_109337
crossref_primary_10_1002_rnc_6665
crossref_primary_10_1016_j_ins_2024_120970
crossref_primary_10_1016_j_epsr_2022_107976
crossref_primary_10_5916_jamet_2024_48_4_207
crossref_primary_10_1016_j_automatica_2021_109680
crossref_primary_10_1016_j_automatica_2021_110033
crossref_primary_10_1016_j_automatica_2022_110433
crossref_primary_10_1109_TCST_2022_3224089
crossref_primary_10_1002_rnc_6690
crossref_primary_10_1016_j_ifacol_2021_08_540
crossref_primary_10_1007_s12555_019_0036_2
crossref_primary_10_1016_j_ifacol_2020_12_407
crossref_primary_10_1016_j_arcontrol_2023_100929
crossref_primary_10_1016_j_ins_2025_122002
crossref_primary_10_1007_s12555_022_0337_8
crossref_primary_10_1109_ACCESS_2020_3013935
crossref_primary_10_1016_j_ifacol_2023_02_036
crossref_primary_10_1002_cta_3370
crossref_primary_10_1016_j_automatica_2020_109030
crossref_primary_10_1109_TAC_2019_2949350
crossref_primary_10_1016_j_ins_2024_120708
crossref_primary_10_1002_oca_2691
crossref_primary_10_1002_rnc_6755
crossref_primary_10_1109_TRO_2024_3370049
crossref_primary_10_1007_s11768_022_00078_y
crossref_primary_10_1109_LCSYS_2018_2843682
crossref_primary_10_1109_TAES_2022_3191293
crossref_primary_10_1109_TCST_2020_2974146
crossref_primary_10_1016_j_automatica_2024_111759
crossref_primary_10_1016_j_ifacol_2020_12_458
crossref_primary_10_1049_iet_cta_2020_0334
crossref_primary_10_1109_TASE_2024_3362470
crossref_primary_10_1016_j_trc_2025_105087
crossref_primary_10_1109_TITS_2023_3335389
crossref_primary_10_1137_23M1551195
crossref_primary_10_1016_j_automatica_2023_111050
Cites_doi 10.1016/S0005-1098(00)00058-3
10.23919/ECC.2013.6669322
10.23919/ECC.2013.6669745
10.1109/TAC.2017.2668380
10.1016/j.sysconle.2014.08.002
10.1109/TAC.2015.2491738
10.1109/CDC.2013.6760689
10.1109/TAC.2006.875014
10.1109/CDC.2017.8264485
10.1016/j.automatica.2016.03.024
10.1016/j.automatica.2017.04.058
10.1109/TAC.2016.2601881
10.1080/00207179.2014.972464
10.1007/978-3-319-46024-6
10.1016/S0005-1098(98)00073-9
10.1109/CDC.2013.6760691
10.1016/j.jprocont.2014.05.003
10.1109/TAC.2015.2461811
10.1109/CDC.2015.7402995
10.1109/TAC.2011.2179349
10.1109/TPEL.2013.2248170
10.1002/rnc.1758
10.1109/CDC.2015.7402997
10.1109/ECC.2016.7810682
10.1016/j.automatica.2012.05.067
10.1016/S0005-1098(99)00214-9
10.23919/ACC.2017.7963735
10.1137/120888934
10.1016/j.automatica.2012.12.003
10.1109/TAC.2014.2361193
10.1109/9.989067
10.1109/TAC.2008.928125
10.9746/jcmsi.10.39
10.1109/CDC.2016.7798314
10.1017/CBO9780511804441
ContentType Journal Article
Copyright Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2019
Copyright_xml – notice: Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2019
DBID 97E
RIA
RIE
AAYXX
CITATION
7SC
7SP
7TB
8FD
FR3
JQ2
L7M
L~C
L~D
DOI 10.1109/TAC.2018.2800789
DatabaseName IEEE All-Society Periodicals Package (ASPP) 2005–Present
IEEE All-Society Periodicals Package (ASPP) 1998–Present
IEEE Electronic Library (IEL)
CrossRef
Computer and Information Systems Abstracts
Electronics & Communications Abstracts
Mechanical & Transportation Engineering Abstracts
Technology Research Database
Engineering Research Database
ProQuest Computer Science Collection
Advanced Technologies Database with Aerospace
Computer and Information Systems Abstracts – Academic
Computer and Information Systems Abstracts Professional
DatabaseTitle CrossRef
Technology Research Database
Computer and Information Systems Abstracts – Academic
Mechanical & Transportation Engineering Abstracts
Electronics & Communications Abstracts
ProQuest Computer Science Collection
Computer and Information Systems Abstracts
Engineering Research Database
Advanced Technologies Database with Aerospace
Computer and Information Systems Abstracts Professional
DatabaseTitleList Technology Research Database

Database_xml – sequence: 1
  dbid: RIE
  name: IEEE Electronic Library (IEL)
  url: https://proxy.k.utb.cz/login?url=https://ieeexplore.ieee.org/
  sourceTypes: Publisher
DeliveryMethod fulltext_linktorsrc
Discipline Economics
Engineering
EISSN 1558-2523
EndPage 269
ExternalDocumentID 10_1109_TAC_2018_2800789
8278210
Genre orig-research
GrantInformation_xml – fundername: German Research Foundation through the project within the International Research Training Group Soft Tissue Robotics
  grantid: GRK 2198/1
– fundername: Baden-Württemberg Stiftung through the Eliteprogramme for Postdocs
GroupedDBID -~X
.DC
0R~
29I
3EH
4.4
5GY
5VS
6IK
97E
AAJGR
AARMG
AASAJ
AAWTH
ABAZT
ABQJQ
ABVLG
ACGFO
ACGFS
ACIWK
ACNCT
AENEX
AETIX
AGQYO
AGSQL
AHBIQ
AI.
AIBXA
AKJIK
AKQYR
ALLEH
ALMA_UNASSIGNED_HOLDINGS
ASUFR
ATWAV
BEFXN
BFFAM
BGNUA
BKEBE
BPEOZ
CS3
DU5
EBS
EJD
F5P
HZ~
H~9
IAAWW
IBMZZ
ICLAB
IDIHD
IFIPE
IFJZH
IPLJI
JAVBF
LAI
M43
MS~
O9-
OCL
P2P
RIA
RIE
RNS
TAE
TN5
VH1
VJK
~02
AAYOK
AAYXX
CITATION
RIG
7SC
7SP
7TB
8FD
FR3
JQ2
L7M
L~C
L~D
ID FETCH-LOGICAL-c291t-a0e8df8ca890922a36ab601e7ed4c91e29ad7db6bc7723d08735fd3dcb5e79603
IEDL.DBID RIE
ISSN 0018-9286
IngestDate Mon Jun 30 10:13:12 EDT 2025
Tue Jul 01 03:36:23 EDT 2025
Thu Apr 24 22:56:50 EDT 2025
Wed Aug 27 03:03:37 EDT 2025
IsPeerReviewed true
IsScholarly true
Issue 1
Language English
License https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html
https://doi.org/10.15223/policy-029
https://doi.org/10.15223/policy-037
LinkModel DirectLink
MergedId FETCHMERGED-LOGICAL-c291t-a0e8df8ca890922a36ab601e7ed4c91e29ad7db6bc7723d08735fd3dcb5e79603
Notes ObjectType-Article-1
SourceType-Scholarly Journals-1
ObjectType-Feature-2
content type line 14
ORCID 0000-0002-4911-9526
0000-0002-5556-604X
0000-0002-3702-3658
PQID 2159994100
PQPubID 85475
PageCount 16
ParticipantIDs crossref_citationtrail_10_1109_TAC_2018_2800789
ieee_primary_8278210
proquest_journals_2159994100
crossref_primary_10_1109_TAC_2018_2800789
ProviderPackageCode CITATION
AAYXX
PublicationCentury 2000
PublicationDate 2019-Jan.
2019-1-00
20190101
PublicationDateYYYYMMDD 2019-01-01
PublicationDate_xml – month: 01
  year: 2019
  text: 2019-Jan.
PublicationDecade 2010
PublicationPlace New York
PublicationPlace_xml – name: New York
PublicationTitle IEEE transactions on automatic control
PublicationTitleAbbrev TAC
PublicationYear 2019
Publisher IEEE
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Publisher_xml – name: IEEE
– name: The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
References ref35
ref13
müller (ref37) 2014
ref34
ref12
ref15
müller (ref19) 2017; 82
ref36
ref14
ref31
ref30
sontag (ref27) 2013
ref33
ref11
ref32
ref10
müller (ref17) 2015
ref39
ref38
ref16
müller (ref29) 2017; 10
faulwasser (ref8) 2012
chen (ref3) 1998; 34
köhler (ref18) 0
mayne (ref2) 2000; 36
isidori (ref7) 2013
ref23
ref25
ref20
ref42
ref41
ref22
ref21
ref43
grüne (ref26) 2017
ref28
ref9
ref4
rawlings (ref1) 2009
grüne (ref5) 2012
ref40
rugh (ref24) 2000; 36
reble (ref6) 2012; 48
References_xml – volume: 36
  start-page: 1401
  year: 2000
  ident: ref24
  article-title: Research on gain scheduling
  publication-title: Automatica
  doi: 10.1016/S0005-1098(00)00058-3
– ident: ref23
  doi: 10.23919/ECC.2013.6669322
– ident: ref39
  doi: 10.23919/ECC.2013.6669745
– ident: ref20
  doi: 10.1109/TAC.2017.2668380
– year: 0
  ident: ref18
  article-title: Nonlinear reference tracking with model predictive control: An intuitive approach
  publication-title: Proc Eur Control Conf
– year: 2012
  ident: ref8
  article-title: Optimization-based solutions to constrained trajectory-tracking and path-following problems
– ident: ref14
  doi: 10.1016/j.sysconle.2014.08.002
– ident: ref12
  doi: 10.1109/TAC.2015.2491738
– ident: ref11
  doi: 10.1109/CDC.2013.6760689
– year: 2009
  ident: ref1
  publication-title: Model Predictive Control Theory and Design
– ident: ref4
  doi: 10.1109/TAC.2006.875014
– ident: ref38
  doi: 10.1109/CDC.2017.8264485
– ident: ref32
  doi: 10.1016/j.automatica.2016.03.024
– year: 2014
  ident: ref37
  article-title: Distributed and economic model predictive control: Beyond setpoint stabilization
– volume: 82
  start-page: 269
  year: 2017
  ident: ref19
  article-title: Quadratic costs do not always work in MPC
  publication-title: Automatica
  doi: 10.1016/j.automatica.2017.04.058
– ident: ref33
  doi: 10.1109/TAC.2016.2601881
– ident: ref13
  doi: 10.1080/00207179.2014.972464
– year: 2017
  ident: ref26
  publication-title: Nonlinear Model Predictive Control
  doi: 10.1007/978-3-319-46024-6
– volume: 34
  start-page: 1205
  year: 1998
  ident: ref3
  article-title: A quasi-infinite horizon nonlinear model predictive control scheme with guaranteed stability
  publication-title: Automatica
  doi: 10.1016/S0005-1098(98)00073-9
– ident: ref31
  doi: 10.1109/CDC.2013.6760691
– ident: ref30
  doi: 10.1016/j.jprocont.2014.05.003
– ident: ref10
  doi: 10.1109/TAC.2015.2461811
– ident: ref35
  doi: 10.1109/CDC.2015.7402995
– ident: ref34
  doi: 10.1109/TAC.2011.2179349
– ident: ref43
  doi: 10.1109/TPEL.2013.2248170
– ident: ref25
  doi: 10.1002/rnc.1758
– ident: ref15
  doi: 10.1109/CDC.2015.7402997
– start-page: 110
  year: 2015
  ident: ref17
  article-title: On the role of dissipativity in economic model predictive control
  publication-title: Proc 5th IFAC Conf Nonlinear Model Predictive Control
– ident: ref9
  doi: 10.1109/ECC.2016.7810682
– year: 2013
  ident: ref7
  publication-title: Nonlinear Control Systems
– volume: 48
  start-page: 1812
  year: 2012
  ident: ref6
  article-title: Unconstrained model predictive control and suboptimality estimates for nonlinear continuous-time systems
  publication-title: Automatica
  doi: 10.1016/j.automatica.2012.05.067
– volume: 36
  start-page: 789
  year: 2000
  ident: ref2
  article-title: Constrained model predictive control: Stability and optimality
  publication-title: Automatica
  doi: 10.1016/S0005-1098(99)00214-9
– ident: ref42
  doi: 10.23919/ACC.2017.7963735
– ident: ref41
  doi: 10.1137/120888934
– ident: ref16
  doi: 10.1016/j.automatica.2012.12.003
– ident: ref36
  doi: 10.1109/TAC.2014.2361193
– start-page: 1
  year: 2012
  ident: ref5
  article-title: NMPC without terminal constraints
  publication-title: Proc IFAC Conf Nonlinear Model Predictive Control
– ident: ref22
  doi: 10.1109/9.989067
– ident: ref28
  doi: 10.1109/TAC.2008.928125
– volume: 10
  start-page: 39
  year: 2017
  ident: ref29
  article-title: Economic and distributed model predictive control: Recent developments in optimization-based control
  publication-title: SICE J Control Meas Syst Integr
  doi: 10.9746/jcmsi.10.39
– ident: ref21
  doi: 10.1109/CDC.2016.7798314
– ident: ref40
  doi: 10.1017/CBO9780511804441
– year: 2013
  ident: ref27
  publication-title: Mathematical Control Theory Deterministic Finite Dimensional Systems
SSID ssj0016441
Score 2.5379133
Snippet In this paper, we study the system theoretic properties of a reference tracking model predictive control (MPC) scheme for general reference trajectories and...
SourceID proquest
crossref
ieee
SourceType Aggregation Database
Enrichment Source
Index Database
Publisher
StartPage 254
SubjectTerms Asymptotic stability
Constrained control
Discrete time systems
Economic analysis
Economic models
Economics
incremental stability
Mathematical models
nonlinear model predictive control (MPC)
Nonlinear systems
Optimization
Predictive control
reference tracking
Stability criteria
Terminal constraints
Tracking control
Trajectories
Trajectory
Title Nonlinear Reference Tracking: An Economic Model Predictive Control Perspective
URI https://ieeexplore.ieee.org/document/8278210
https://www.proquest.com/docview/2159994100
Volume 64
hasFullText 1
inHoldings 1
isFullTextHit
isPrint
link http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV1LTwIxEJ4gF_XgAzSiaHrwYuLC0m3Z1hshEmIC4QAJt01fXCSrgeXir7fd7q7PGG97aDdNp535pjPzDcCtwlRQrXUgBFUBIYIFwoULubHogUop-9jVO0-m_fGCPC3psgb3VS2MMSZPPjMd95nH8vWL2rmnsi7D1p65eqo967j5Wq0qYuDsute69gJjVoUkQ96dD4Yuh4t1MHMWkX8xQXlPlR-KOLcuo2OYlOvySSXPnV0mO-rtG2Xjfxd-AkcFzEQDfy5OoWbSBuyXVcjbBhx-IiJswnTqGTPEBlXMs8iaMeUe0h_QIEXlVOSap63RbOMCPE5VoqFPdkezj7LNM1iMHufDcVB0WggU5r0sEKFhesWUYDzkGFtpCWk9NRMbTRTvGcyFjrXsS2XBeKRDFkd0pSOtJDWx9YGic6inL6m5AESkwJgrR0soSSQsIGWxYYRKEkuqDW1Bt9z8RBU05K4bxjrJ3ZGQJ1ZciRNXUoirBXfVjFdPwfHH2Kbb_WpcsfEtaJfyTYo7uk0s2LHomPTC8PL3WVdwYP_N_YNLG-rZZmeuLQTJ5E1-9t4BXWHXLg
linkProvider IEEE
linkToHtml http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV1LTwIxEJ4QPaAHH6ARRe3Bi4kLS7dlW2-ESFCBcICE26YvLpLF8Lj462335TPG2x7abNNp-33tzHwDcKMwFVRr7QlBlUeIYJ5w7kJuLHugUso2dvnOw1G7PyVPMzorwV2RC2OMSYLPTMN9Jr58vVRb91TWZNjimcun2rW4T3GarVX4DByyp-eu3cKYFU5Jnzcnna6L4mINzBwm8i8glFRV-XEUJ_jSO4RhPrI0rOSlsd3Ihnr7Jtr436EfwUFGNFEnXRnHUDJxBcp5HvK6AvufpAirMBqlmhlihQrtWWSBTLmn9HvUiVHeFbnyaQs0XjkXjzssUTcNd0fjj8TNE5j2HibdvpfVWvAU5q2NJ3zD9JwpwbjPMbb2EtLe1UxoNFG8ZTAXOtSyLZWl44H2WRjQuQ60ktSE9hYUnMJOvIzNGSAiBcZcOWFCSQJhKSkLDSNUklBSbWgNmvnkRyoTInf1MBZRciHxeWTNFTlzRZm5anBb9HhNRTj-aFt1s1-0yya-BvXcvlG2S9eRpTuWH5OW75__3usayv3JcBANHkfPF7Bn_8PT55c67GxWW3NpCclGXiXr8B3FI9p4
openUrl ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Nonlinear+Reference+Tracking%3A+An+Economic+Model+Predictive+Control+Perspective&rft.jtitle=IEEE+transactions+on+automatic+control&rft.au=Kohler%2C+Johannes&rft.au=Muller%2C+Matthias+A.&rft.au=Allgower%2C+Frank&rft.date=2019-01-01&rft.pub=IEEE&rft.issn=0018-9286&rft.volume=64&rft.issue=1&rft.spage=254&rft.epage=269&rft_id=info:doi/10.1109%2FTAC.2018.2800789&rft.externalDocID=8278210
thumbnail_l http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=0018-9286&client=summon
thumbnail_m http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=0018-9286&client=summon
thumbnail_s http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=0018-9286&client=summon