Lyapunov-Based Adaptive State of Charge and State of Health Estimation for Lithium-Ion Batteries

This paper presents an adaptive state of charge (SOC) and state of health (SOH) estimation technique for lithium-ion batteries. The adaptive strategy estimates online parameters of the battery model using a Lyapunov-based adaptation law. Therefore, the adaptive observer stability is guaranteed by Ly...

Full description

Saved in:
Bibliographic Details
Published inIEEE transactions on industrial electronics (1982) Vol. 62; no. 3; pp. 1610 - 1618
Main Authors Chaoui, Hicham, Golbon, Navid, Hmouz, Imad, Souissi, Ridha, Tahar, Sofiene
Format Journal Article
LanguageEnglish
Published IEEE 01.03.2015
Subjects
Online AccessGet full text
ISSN0278-0046
1557-9948
DOI10.1109/TIE.2014.2341576

Cover

Loading…
Abstract This paper presents an adaptive state of charge (SOC) and state of health (SOH) estimation technique for lithium-ion batteries. The adaptive strategy estimates online parameters of the battery model using a Lyapunov-based adaptation law. Therefore, the adaptive observer stability is guaranteed by Lyapunov's direct method. Since no a priori knowledge of battery parameters is required, accurate estimation is still achieved, although parameters change due to aging or other factors. Unlike other estimation strategies, only battery terminal voltage and current measurements are required. Simulation and experimental results highlight the high SOC and SOH accuracy estimation of the proposed technique.
AbstractList This paper presents an adaptive state of charge (SOC) and state of health (SOH) estimation technique for lithium-ion batteries. The adaptive strategy estimates online parameters of the battery model using a Lyapunov-based adaptation law. Therefore, the adaptive observer stability is guaranteed by Lyapunov's direct method. Since no a priori knowledge of battery parameters is required, accurate estimation is still achieved, although parameters change due to aging or other factors. Unlike other estimation strategies, only battery terminal voltage and current measurements are required. Simulation and experimental results highlight the high SOC and SOH accuracy estimation of the proposed technique.
Author Hmouz, Imad
Golbon, Navid
Tahar, Sofiene
Chaoui, Hicham
Souissi, Ridha
Author_xml – sequence: 1
  givenname: Hicham
  surname: Chaoui
  fullname: Chaoui, Hicham
  email: hchaoui@tntech.edu
  organization: Dept. of Electr. & Comput. Eng., Tennessee Technol. Univ., Cookeville, TN, USA
– sequence: 2
  givenname: Navid
  surname: Golbon
  fullname: Golbon, Navid
  email: navidgolbon@gmail.com
  organization: Bombardier Transp., Kingston, ON, Canada
– sequence: 3
  givenname: Imad
  surname: Hmouz
  fullname: Hmouz, Imad
  email: imad@tdetechnodesign.com
  organization: TDE Techno Design, Dollard-desOrmeaux, QC, Canada
– sequence: 4
  givenname: Ridha
  surname: Souissi
  fullname: Souissi, Ridha
  email: rsouissi@tdetechnodesign.com
  organization: TDE Techno Design, Dollard-desOrmeaux, QC, Canada
– sequence: 5
  givenname: Sofiene
  surname: Tahar
  fullname: Tahar, Sofiene
  email: tahar@ece.concordia.ca
  organization: Dept. of Electr. & Comput. Eng., Concordia Univ., Montreal, QC, Canada
BookMark eNp9kMtOAjEUhhuDiYDuTdz0BQZ7mXamSyAoJJO4ENdj6ZxKDcyQtpDw9hYhmrhwdS75v3P5B6jXdi0gdE_JiFKiHpeL2YgRmo8Yz6ko5BXqUyGKTKm87KE-YUWZEZLLGzQI4ZMkpaCij96ro97t2-6QTXSABo8bvYvuAPg16gi4s3i61v4DsG6b394c9Cau8SxEt9XRdS22nceVi2u332aLVE90jOAdhFt0bfUmwN0lDtHb02w5nWfVy_NiOq4ywySP2SpnRS5NCYKCJqTUmhvCG-DALBeGUm4ZYZKagq6U5CYliqnclrJYcWYVHyJynmt8F4IHW-98Os4fa0rqk0N1cqg-OVRfHEqI_IMYF7_fiV67zX_gwxl0APCzR5YyqQj_AgUMdJg
CODEN ITIED6
CitedBy_id crossref_primary_10_1016_j_energy_2024_132872
crossref_primary_10_1016_j_jfranklin_2024_106717
crossref_primary_10_1177_09596518231182308
crossref_primary_10_1109_TIE_2017_2782691
crossref_primary_10_1109_TIE_2015_2509916
crossref_primary_10_1177_0142331219869472
crossref_primary_10_1109_TVT_2022_3226686
crossref_primary_10_1002_ese3_460
crossref_primary_10_1016_j_egyr_2023_11_017
crossref_primary_10_1016_j_est_2019_02_012
crossref_primary_10_1016_j_jpowsour_2018_05_082
crossref_primary_10_1109_ACCESS_2022_3187193
crossref_primary_10_3390_batteries8100167
crossref_primary_10_1063_1_5065477
crossref_primary_10_1016_j_est_2019_100951
crossref_primary_10_1016_j_etran_2020_100064
crossref_primary_10_1109_TIM_2022_3180429
crossref_primary_10_1109_TIE_2017_2782224
crossref_primary_10_1016_j_apenergy_2017_02_016
crossref_primary_10_1016_j_est_2022_104141
crossref_primary_10_1016_j_apenergy_2024_125087
crossref_primary_10_1016_j_est_2025_116134
crossref_primary_10_1002_est2_290
crossref_primary_10_1016_j_jpowsour_2018_07_024
crossref_primary_10_1109_TCST_2020_3017566
crossref_primary_10_1007_s11431_019_1467_9
crossref_primary_10_1109_TNNLS_2022_3205040
crossref_primary_10_1109_TPEL_2017_2782721
crossref_primary_10_1109_TIE_2017_2733462
crossref_primary_10_3390_en10101503
crossref_primary_10_1109_ACCESS_2020_3011625
crossref_primary_10_1016_j_est_2021_102740
crossref_primary_10_1002_er_8679
crossref_primary_10_1109_TII_2019_2948018
crossref_primary_10_1109_TIE_2018_2813964
crossref_primary_10_1109_TIE_2016_2618363
crossref_primary_10_1016_j_jpowsour_2019_01_012
crossref_primary_10_1109_ACCESS_2020_3027416
crossref_primary_10_1109_TIE_2019_2907514
crossref_primary_10_3390_en11040795
crossref_primary_10_1016_j_epsr_2016_12_029
crossref_primary_10_1016_j_ijepes_2018_02_005
crossref_primary_10_3390_en9080572
crossref_primary_10_1109_ACCESS_2022_3221137
crossref_primary_10_1109_TCST_2016_2520911
crossref_primary_10_1016_j_est_2021_102974
crossref_primary_10_1016_j_jpowsour_2017_11_094
crossref_primary_10_1016_j_est_2024_112907
crossref_primary_10_1177_01423312211040901
crossref_primary_10_1007_s11265_019_01491_4
crossref_primary_10_1109_TVT_2017_2657520
crossref_primary_10_1109_TVT_2017_2715333
crossref_primary_10_3390_en12173365
crossref_primary_10_3390_en11010209
crossref_primary_10_1109_TPEL_2019_2948253
crossref_primary_10_1109_TPEL_2017_2670081
crossref_primary_10_1109_TVT_2016_2583478
crossref_primary_10_1109_TTE_2024_3392925
crossref_primary_10_1016_j_apenergy_2016_05_037
crossref_primary_10_1109_TIE_2017_2736480
crossref_primary_10_1109_TIE_2018_2880703
crossref_primary_10_1016_j_energy_2021_120684
crossref_primary_10_1016_j_est_2016_03_003
crossref_primary_10_1109_ACCESS_2019_2932094
crossref_primary_10_3390_en10010085
crossref_primary_10_1016_j_epsr_2017_01_032
crossref_primary_10_1109_TIE_2017_2701766
crossref_primary_10_1109_TEC_2021_3063701
crossref_primary_10_1016_j_est_2022_106488
crossref_primary_10_1039_D4SE01238K
crossref_primary_10_3390_wevj15010010
crossref_primary_10_1109_TVT_2016_2572163
crossref_primary_10_1109_TIE_2015_2403796
crossref_primary_10_1002_er_8594
crossref_primary_10_1109_TEC_2021_3109896
crossref_primary_10_1002_er_4391
crossref_primary_10_1109_ACCESS_2019_2923095
crossref_primary_10_1002_adts_202100258
crossref_primary_10_1109_ACCESS_2020_2992771
crossref_primary_10_3390_wevj13090159
crossref_primary_10_1541_ieejjia_22004793
crossref_primary_10_1002_adts_202100552
crossref_primary_10_1016_j_conengprac_2017_06_012
crossref_primary_10_1109_TVT_2023_3244623
crossref_primary_10_3390_wevj11010023
crossref_primary_10_1016_j_conengprac_2016_06_015
crossref_primary_10_1109_TEC_2020_3008937
crossref_primary_10_1109_OJIES_2020_3015396
crossref_primary_10_1016_j_est_2021_102816
crossref_primary_10_1109_TIE_2021_3108715
crossref_primary_10_1109_TIE_2022_3194576
crossref_primary_10_1007_s43236_020_00122_7
crossref_primary_10_1080_03772063_2021_1908853
crossref_primary_10_1016_j_rser_2025_115408
crossref_primary_10_1109_TPEL_2016_2629440
crossref_primary_10_1016_j_jpowsour_2017_03_001
crossref_primary_10_1049_iet_pel_2018_5474
crossref_primary_10_1007_s40313_016_0241_7
crossref_primary_10_1109_ACCESS_2020_3038182
crossref_primary_10_1016_j_seta_2022_102801
crossref_primary_10_3390_batteries3020012
crossref_primary_10_1108_JIMSE_09_2020_0008
crossref_primary_10_1109_TIE_2020_3044779
crossref_primary_10_1016_j_etran_2024_100355
crossref_primary_10_1016_j_energy_2021_121023
crossref_primary_10_1002_est2_224
crossref_primary_10_1109_TTE_2016_2638640
Cites_doi 10.1109/TSG.2011.2169818
10.1109/TEC.2006.874229
10.1109/TPEL.2013.2272421
10.1109/TVT.2008.928005
10.1016/j.jpowsour.2004.09.020
10.1109/TII.2012.2222650
10.1109/TPEL.2008.924629
10.1109/TVT.2011.2132812
10.1109/TIE.2013.2288195
10.1109/TIE.2010.2043035
10.1109/TIE.2013.2263774
10.1109/TIE.2011.2148678
10.1109/AIM.2010.5695870
10.1109/TIE.2012.2186771
10.1109/2943.922452
10.1109/TIE.2014.2311389
10.1109/TEC.2012.2223700
10.1109/TVT.2012.2235474
10.1109/ICIT.2011.5754342
10.1109/TIE.2012.2233695
10.1109/TPEL.2012.2187073
10.1109/TIE.2013.2259779
10.1109/TPEL.2011.2158553
10.1109/TVT.2007.912176
10.1109/IECON.2012.6388839
10.1109/TEC.2013.2259490
ContentType Journal Article
DBID 97E
RIA
RIE
AAYXX
CITATION
DOI 10.1109/TIE.2014.2341576
DatabaseName IEEE Xplore (IEEE)
IEEE All-Society Periodicals Package (ASPP) 1998–Present
IEEE Electronic Library (IEL)
CrossRef
DatabaseTitle CrossRef
DatabaseTitleList
Database_xml – sequence: 1
  dbid: RIE
  name: IEEE Electronic Library (IEL)
  url: https://proxy.k.utb.cz/login?url=https://ieeexplore.ieee.org/
  sourceTypes: Publisher
DeliveryMethod fulltext_linktorsrc
Discipline Engineering
EISSN 1557-9948
EndPage 1618
ExternalDocumentID 10_1109_TIE_2014_2341576
6862010
Genre orig-research
GroupedDBID -~X
.DC
0R~
29I
4.4
5GY
5VS
6IK
97E
9M8
AAJGR
AARMG
AASAJ
AAWTH
ABAZT
ABQJQ
ABVLG
ACGFO
ACGFS
ACIWK
ACKIV
ACNCT
AENEX
AETIX
AGQYO
AGSQL
AHBIQ
AI.
AIBXA
AKJIK
AKQYR
ALLEH
ALMA_UNASSIGNED_HOLDINGS
ASUFR
ATWAV
BEFXN
BFFAM
BGNUA
BKEBE
BPEOZ
CS3
DU5
EBS
EJD
HZ~
H~9
IBMZZ
ICLAB
IFIPE
IFJZH
IPLJI
JAVBF
LAI
M43
MS~
O9-
OCL
P2P
RIA
RIE
RNS
TAE
TN5
TWZ
VH1
VJK
AAYXX
CITATION
RIG
ID FETCH-LOGICAL-c263t-b42746c8e51ea008aa3c03de3e2f35c113f20261c71b963c1c79294f867b32f93
IEDL.DBID RIE
ISSN 0278-0046
IngestDate Tue Jul 01 02:44:09 EDT 2025
Thu Apr 24 23:09:03 EDT 2025
Tue Aug 26 16:39:35 EDT 2025
IsPeerReviewed true
IsScholarly true
Issue 3
Keywords Lyapunov stability
lithium-ion batteries
Adaptive observer
state of charge (SOC)
state of health (SOH)
Language English
License https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html
LinkModel DirectLink
MergedId FETCHMERGED-LOGICAL-c263t-b42746c8e51ea008aa3c03de3e2f35c113f20261c71b963c1c79294f867b32f93
PageCount 9
ParticipantIDs crossref_primary_10_1109_TIE_2014_2341576
ieee_primary_6862010
crossref_citationtrail_10_1109_TIE_2014_2341576
ProviderPackageCode CITATION
AAYXX
PublicationCentury 2000
PublicationDate 2015-03-01
PublicationDateYYYYMMDD 2015-03-01
PublicationDate_xml – month: 03
  year: 2015
  text: 2015-03-01
  day: 01
PublicationDecade 2010
PublicationTitle IEEE transactions on industrial electronics (1982)
PublicationTitleAbbrev TIE
PublicationYear 2015
Publisher IEEE
Publisher_xml – name: IEEE
References ref13
ref12
ref15
ref14
ref11
ref10
ref2
ref1
ref17
ref16
ref19
ref18
ref24
ref23
ref26
ref25
ref20
ref22
ref21
ref8
ref7
ref9
ref4
ref3
ref6
ref5
References_xml – ident: ref3
  doi: 10.1109/TSG.2011.2169818
– ident: ref21
  doi: 10.1109/TEC.2006.874229
– ident: ref26
  doi: 10.1109/TPEL.2013.2272421
– ident: ref15
  doi: 10.1109/TVT.2008.928005
– ident: ref4
  doi: 10.1016/j.jpowsour.2004.09.020
– ident: ref19
  doi: 10.1109/TII.2012.2222650
– ident: ref13
  doi: 10.1109/TPEL.2008.924629
– ident: ref10
  doi: 10.1109/TVT.2011.2132812
– ident: ref1
  doi: 10.1109/TIE.2013.2288195
– ident: ref18
  doi: 10.1109/TIE.2010.2043035
– ident: ref25
  doi: 10.1109/TIE.2013.2263774
– ident: ref16
  doi: 10.1109/TIE.2011.2148678
– ident: ref12
  doi: 10.1109/AIM.2010.5695870
– ident: ref8
  doi: 10.1109/TIE.2012.2186771
– ident: ref5
  doi: 10.1109/2943.922452
– ident: ref24
  doi: 10.1109/TIE.2014.2311389
– ident: ref6
  doi: 10.1109/TEC.2012.2223700
– ident: ref9
  doi: 10.1109/TVT.2012.2235474
– ident: ref11
  doi: 10.1109/ICIT.2011.5754342
– ident: ref2
  doi: 10.1109/TIE.2012.2233695
– ident: ref20
  doi: 10.1109/TPEL.2012.2187073
– ident: ref7
  doi: 10.1109/TIE.2013.2259779
– ident: ref23
  doi: 10.1109/TPEL.2011.2158553
– ident: ref14
  doi: 10.1109/TVT.2007.912176
– ident: ref17
  doi: 10.1109/IECON.2012.6388839
– ident: ref22
  doi: 10.1109/TEC.2013.2259490
SSID ssj0014515
Score 2.5205257
Snippet This paper presents an adaptive state of charge (SOC) and state of health (SOH) estimation technique for lithium-ion batteries. The adaptive strategy estimates...
SourceID crossref
ieee
SourceType Enrichment Source
Index Database
Publisher
StartPage 1610
SubjectTerms Adaptation models
Batteries
Estimation
Impedance
Integrated circuit modeling
System-on-chip
Voltage measurement
Title Lyapunov-Based Adaptive State of Charge and State of Health Estimation for Lithium-Ion Batteries
URI https://ieeexplore.ieee.org/document/6862010
Volume 62
hasFullText 1
inHoldings 1
isFullTextHit
isPrint
link http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV3NS8MwFA9zJz34NcX5RQ5eBLu1TdI1xykbm2yeNtitpkmqorZDWkH_el-arg4R8dQkpBDy0rz363vv9xC6IKEAqbsaYCqnDqXcdwT3fEApPKRhEILKN7nD07tgNKe3C7ZooKs6F0ZrXQaf6Y5plr58lcnC_CrrmmyGMp9qA4CbzdWqPQaU2WoFvmGMBdC3ckm6vDsbD0wMF-34cGUzwy6ypoLWaqqUKmW4g6arxdhIkudOkccd-fmDp_G_q91F25Vtifv2MOyhhk730dYa42AL3U8-xLJIs3fnGtSXwn0llubCw6XRibMEG__7g8YiVd9jNlcJD-A6sJmOGExdPHnKH5-KV2cMfUvTCaj7AM2Hg9nNyKmKLDjSD0juxBRwaSBDzTwtwCAQgkiXKE20nxAmPY8kvsFpsufF8LFKaIBFRZMw6MXETzg5RM00S_URwkqRJGZBqLnSFJBlDB3BVcDixNWMqDbqrvY9khUDuSmE8RKVSMTlEUgqMpKKKkm10WX9xtKyb_wxt2VkUM-rtv_49-ETtAkPZqPJTlEzfyv0GZgXeXxenqsvoi7Jjw
linkProvider IEEE
linkToHtml http://utb.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwjV3NT8IwFG-IHtSDX2jEzx68mDjY1nasRzQQUOAECbfZtZ0SdRCzmehf7-s6kBhjvLVNlzR9bd_77b3fewhdklCA1F0NMJVTh1LuO4J7PqAUHtIwCEHlG-7wYBh0x_RuwiYVdL3kwmiti-AzXTfNwpevZjI3v8oahs1Q8KnWQe9TbtlaS58BZbZegW9yxgLsWzglXd4Y9domiovWfXi0mckvsqKEVqqqFEqls4MGi-XYWJLnep7Fdfn5I1Pjf9e7i7ZL6xK37HHYQxWd7qOtlZyDVfTQ_xDzPJ29OzegwBRuKTE3Tx4uzE48S7DxwD9qLFL1PWbZSrgND4LlOmIwdnF_mj1N81enB32bqBNw9wEad9qj265TlllwpB-QzIkpINNAhpp5WoBJIASRLlGaaD8hTHoeSXyD1GTTi-G6SmiATUWTMGjGxE84OURr6SzVRwgrRZKYBaHmSlPAljF0BFcBixNXM6JqqLHY90iWOchNKYyXqMAiLo9AUpGRVFRKqoaull_Mbf6NP-ZWjQyW88rtP_59-AJtdEeDftTvDe9P0CYMMRtbdorWsrdcn4GxkcXnxRn7AmOVzN8
openUrl ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Lyapunov-Based+Adaptive+State+of+Charge+and+State+of+Health+Estimation+for+Lithium-Ion+Batteries&rft.jtitle=IEEE+transactions+on+industrial+electronics+%281982%29&rft.au=Chaoui%2C+Hicham&rft.au=Golbon%2C+Navid&rft.au=Hmouz%2C+Imad&rft.au=Souissi%2C+Ridha&rft.date=2015-03-01&rft.pub=IEEE&rft.issn=0278-0046&rft.volume=62&rft.issue=3&rft.spage=1610&rft.epage=1618&rft_id=info:doi/10.1109%2FTIE.2014.2341576&rft.externalDocID=6862010
thumbnail_l http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=0278-0046&client=summon
thumbnail_m http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=0278-0046&client=summon
thumbnail_s http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=0278-0046&client=summon